证券经纪人

At last, we studied the pressure and challenge that the bill broker of our country faces under the condition of network economy of future, and the strategy of bill brokers systemconstruction is required.

最后，我们研究了末来网络经济条件下，我国证券经纪人面临的压力和挑战，以及证券经纪人制度建设的战略要求。

Bill broker system plays a extremely key role in the developed country and contribution, Believe in in the future China s securities market, broker system mode become major strength of market competition.

证券经纪人制度在发达国家起到了极为关键的作用与贡献，相信在未来的中国证券市场，经纪人制度模式将会成为市场竞争中的主流力量。

Bill broker system plays a extremely key role in the developed country and contribution, Believe in in the future Chinas securities market, broker system mode become major strength of market competition.

证券经纪人制度在发达国家起到了极为关键的作用与贡献，相信在未来的中国证券市场，经纪人制度模式将会成为市场竞争中的主流力量。

In to typical bill broker system go on foundation that analyse in depth at home and abroad this text, Point out bill broker system overall classification and domestic bill broker defects, bottlenecks of system of mode, Propose domestic bill broker ideal operation and relevant suggestions of system.

本文在对海内外典型的证券经纪人制度进行了深入分析的基础上，指出证券经纪人制度模式的总体分类和国内证券经纪人制度的缺陷、瓶颈，并提出了国内证券经纪人制度的理想运作和有关建议。

Bill broker"s system of our country has a lot of questions, mainly: Bill broker system law, regulation, management organization and functionare imperfect in construction; The current operation mode is backward, is difficult to meet the development of network economy and securities market; Besides, bill broker" s incentive mechanism, management system of inside and risk management are serious defect and insufficient.

我国证券经纪人制度建设目前存在许多问题，主要有：证券经纪人制度法律、法规和管理机构、职能建设不健全：现行运作模式落后，难以适应网络经济和证券市场的发展；同时，在证券经纪人激励机制、内部管理制度及风险管理方面均存在严重的缺陷和不足。

In to typical bill broker system go on foundation that analyse in depth at home and abroad this text, Point out bill broker system overall classification and domestic bill broker defects, bottlenecks of system of mode, Propose domestic bill broker ideal operation and relevant suggestions of system.0 F6 9 u!

本文在对海内外典型的证券经纪人制度进行了深入分析的基础上，指出证券经纪人制度模式的总体分类和国内证券经纪人制度的缺陷、瓶颈，并提出了国内证券经纪人制度的理想运作和有关建议。

Trade cost theory, market validity theory and Commission theory are the economic foundation of Bill broker"s system. Two commission models under symmetry and asymmetry information between the investor and bill broker was structured in view of above, probing into two major interests subjects" distribution mode in interests, risk and encourage goal, and establishing the economies" foundation for the standardization development and perfection of bill broker"s system.

交易成本理论、市场有效性理论和委托—代理理论是证券经纪人制度的经济学基础，据此，笔者构建了信息对称和信息不对称两种情况下投资者和证券经纪人之间的委托—代理模型，探讨两大利益主体在利益、风险和激励上的目标分配模式，为证券经纪人制度的规范化发展和完善奠定了经济学基础。

So, the main tasks of bill broker" s system construction in our country are: sound and perfect relevant law, regulation, management organization and function about bill broker system, make the concept of the bill broker clear, confirm its status legally is especially important at present, and pay attention to integrating with the world; Strengthen entering system management and independent management of the security broker, perfect the structure and function of self-organized system by oneself; To the future transform trend of our broker mode of securities market mode from traditional type to "network manager","bill broker manager" and "fund manager", We should pay attention to setting up perfect management mechanism of risk and inside management system of bill broker"s system even more, enforce the financial rule, expand the scope of business, setting up systematic, perfect risk preventive and controlling system; To be strict in registration system of bill broker representative and qualification, guarantee professional quality and good quality of our bill broker representative team, pay attention to studying and using the rational incentive mechanism, strengthen the cultivation and development of bill broker representative team.

因此，我国证券经纪人制度建设的主要任务是：健全并完善有关证券经纪人制度的法律、法规、管理机构及其职能，明确我国证券经纪人的概念，确定其在西安理工大学硕士学位论文法律上的地位，并注重和国际接轨；加强证券经纪商的准入制度管理和行业自律制度建设，完善自律组织的结构和功能：针对未来我国证券市场经纪模式由传统型向"网络经纪"、"证券经纪人经纪"和"基金经纪"转化的趋势，我们更应该注重建立完善、科学的证券经纪人制度的风险管理机制和内部管理制度，严格财务制度，扩大业务范围，建立系统、完善的风险预防和控制体系；严格证券经纪代表的注册制度和资格审查，保证我国证券经纪代表队伍的专业素质和良好品质，重视研究和应用合理的激励机制，加强证券经纪代表队伍的培育和发展。

Securities broker system of our country is still a mode for corporate security broker. Securities broker system law and regulation, management organization and function construction are imperfect; the current operation mode is backward and difficult to meet the development of network economy and securities market; besides, there are many defects in securities brokers incentive mechanism, the management system of securities brokers and risk pre-control.

我国证券经纪人制度仍然是以证券经纪商为主体的法人模式，证券经纪人制度法律、法规和管理机构、职能建设不健全；现行运作模式落后，难以适应网络经济和证券市场的发展；同时，在证券经纪人激励机制、内部管理制度及风险管理方面存在着缺陷和不足。

An employee of a securities brokerage who markets the products and investment advice of a brokerage firm is called a registered representative or account executive.

这些证券可能包括股票、债券、共同基金或衍生工具如期权和期货。在证券经纪公司里营销产品和投资建议的员工称为证券经纪人或业务经纪人。

I am accused of being overreligious," she said in her quiet, frank manner,"but that does not prevent me thinking the children very cruel who obstinately commit such suicide.""

客人们在卡罗利娜·埃凯家里，举止就文雅一些，因为卡罗利娜的母亲治家很严厉。

Designed by French fashion house Herm è s, this elegant uniform was manufactured in our home, Hong Kong, and was the first without a hat.

由著名品牌 Herm è s 设计，这件高贵的制服是香港本土制造，是我们第一套不配帽子的制服。