证券管理

The China Securities Regulatory Commission reported two cases of insider trading of the securities market.

11日，中国证券监督管理委员会报告的两个内幕证券市场的交易案。

He also held roles as President and CEO of Redstone Resources Inc., asa director of Inco Limited, Echo Bay Mines Limited and Kinross Gold Corporation as a task force advisor to the Toronto Stock Exchange and in portfolio management.

他在Redstone资源开发公司担任过总裁和首席执行官，在Inco有限公司、Echo Bay矿业有限公司、和Kinross黄金公司担任过董事，并且是多伦多证券交易所证券投资管理的特别顾问。

Received the Shenzhen Stock Exchange board of directors to invest in modern corporate governance issued by the Department of "independent directors on the qualifications of candidates for Ang Lee letter of concern" in this second letter, the Shenzhen Stock Exchange That the modern investment on November 8 announcement of the Board of Directors resolution, as well as the announcement of the candidates curriculum vitae of independent directors Ang Lee did not disclose the candidate had a major accident in Hunan Province was sentenced to the Chief Jitai Guo departments within the party and warned of disciplinary action, Shenjiao Lee honesty of the ability to carry out due diligence responsibilities of independent directors expressed concern.

11 18，收到了深圳证券交易所交易所董事局投资于现代企业由"独立董事部稿为李安信关注候选人的资格管理在这第二封信"，深圳证券交易所于十一月八日宣布现代投资的董事会决议以及独立董事候选人的简历公布李安没有透露候选人在湖南省的重大事故被判处行政基泰郭部门党内纪律处分和警告，Shenjiao李的能力进行独立董事的诚信责任，尽职调查表示关注。

John Mauldin is a registered representative of Millennium Wave Securities, LLC,, an NASD registered broker-dealer. MWS is also a Commodity Pool Operator and a Commodity Trading Advisor registered with the CFTC, as well as an Introducing Broker.

他还是千嬉波证券有限公司的注册代表，千嬉波证券有限公司是经美国金融业管理机构注册的经纪交易公司，是经美国商品期货交易委员会注册的商品基金操作公司（Commodity Pool Operator， CPO）与商品交易顾问公司（Commodity Trading Advisor， CTA），同时也是一家中介经纪公司（Introducing Broker， IB）。

Scottrade is furnishing you this statement, which was created by the SEC and NASD in accordance with the regulations that govern our industry.

Scottrade为你提供由证券交易委员会和全国证券交易商协会依照行业管理法规制订的此类声明。

Oppenheim, Nasdaq Stock Market, WR Hambrecht and Skillnet invite you to a presentation where we will discuss the opportunities for your potential Listing on the Deutsche Boerse / Nasdaq Stock Market.

Oppenheim投资银行、美国WR Hambrecht投资银行以及Skillnet管理投资咨询共同邀请您出席本次论坛，会议将讨论受邀企业在法兰克福证券交易市场和美国纳斯达克证券交易所上市的潜在机会。

According to the Securities Law of the People's Republic of China, the Interim Measures for the Administration of Domestic Securities Investments of QFII, and other relevant regulations, the QFII shall not overbuy securities.

四、根据《中华人民共和国证券法》和《合格境外机构投资者境内证券投资管理暂行办法》及其他相关规定，合格投资者不得超买证券

Firstly, proem, it concise introduces the background ; Secondly, it introduces the reform of the commission system and the dilemma of the securities companies in our country; Thirdly, it puts forward the idea of implementation of "Optionally differential strategies " as the natural choice for the future development of the securities brokers in our country , through the analysis of the current competitive environment of the securities companies in our country and study on the alternatives of competitive strategies ; The forth , it describes how to practice " Optionally differential strategies",which including three aspect: the choice of the core competition ability, the measures for the implementation are brought forth ,and the condition of practice the strategies; The fifth, it s the summary of the dissertation.

第一部分，简介论文写作背景；每二部分，介绍我国佣金制度改革以及改革后我国证券公司所面临的困境；第三部分，通过对现阶段我国证券公司竞争环境的分析，进行竞争战略选择研究，提出实施选择性差别化战略应成为我国证券商未来发展的必然选择。第四部分，提出"选择性差别化战略"的实施措施，包括拓展业务领域、拓宽交易渠道及改革证券商管理模式三方面可操作的内容；第五部分，对全文作概括性的总结。

To further facility their securities markets development, by following the American operation and combining with their own development of securities markets, based on credit rating, the rest countries like Britain and some other European countries, also Japan, Korea and India have also established their own credit risk revealment and supervision system and legal system.

英国等欧洲国家、日本、韩国、印度等世界各国效仿美国，根据自身证券市场发展的程度也纷纷建立了相应的以资信评估为支撑的信用风险揭示和管理制度、法律制度，促进了本国证券市场的发展。

She has extensive experience in relation to international regulatory and compliance issues and had been on various secondment programmes with leading financial regulators including China Securities Regulatory Commission, the UK Financial Services Authority and Australian Securities and Investment Commission.

罗女士在国际监管及合规事宜方面拥有丰富的经验，曾实习于多家主要金融监管机构，包括中国证券监督管理委员会、英国金融服务管理局及澳大利亚证券及投资事务监察委员会。

The labia have now been sutured together almost completely.The drains and the Foley catheter come out at the top.

此刻阴唇已经几乎完全的缝在一起了，排除多余淤血体液的管子和Foley导管从顶端冒出来。

To get the business done, I suggest we split the difference in price.

为了做成这笔生意，我建议我们在价格上大家各让一半。