证券管理

At the end of the thesis, the issue must be paid attention to when enforcing CRM strategy and the corresponding organization structure of the stockjobber's brokage unit are put forward .

本文最后给出了证券公司实施客户关系管理要注意的问题，并给出了证券公司经纪业务单元对应的组织架构。

Self Descriotion: Specialize on the legal services in corporate and securities, and financial investments; legal services in capital market, property rights regime and reform, definition and trading of property rights, industry convergence and reform of state management system, etc; legal services on capital operations projects, like joint-stock system reform, issuing and listing of securities (including A shares, B shares, H shares, rationed shares, newly issued shares, convertible loan shares, debenture and fund), and finance; specialized legal services in law-based administration of government departments, foreign investments, corporate acquisitions and reorganizations and insolvency liquidation, etc; legal services in overall planning of large projects and design of significant procedure, and negotiations on projects of overseas financing and investments, etc.

或评价：本人擅长公司与证券、金融投资领域的法律服务项目；资本市场、产权制度与产权改革、产权界定与交易、产业整合、国有资产管理体制改革等领域的法律服务项目；企业股份制改造、证券发行上市（A股、B股、H股、配股、增发新股、可转债、公司债、基金）、金融等资本运作项目；政府机关依法行政、外商投资、企业并购重组、破产清算等领域的专项法律业务；大型项目的整体方案策划与重大流程设计、对外投融资项目谈判等法律服务。

"Unit investment trust" means an investment company which is organized under a trust indenture, contract of custodianship or agency, or similar instrument, does not have a board of directors, and issues only redeemable securities, each of which represents an undivided interest in a unit of specified securities.

"单位投资信托公司"是指投资公司是根据信托契约，管理人员或机构地位，或类似文书的合同组织的，没有董事会，和问题的唯一可赎回证券，每一个代表，在一个指定的证券单位的利益不可分割。

Members of the public are invited to use the Office of Municipal Securities electronic mailbox to provide their observations, concerns, and comments about the Commission's municipal securities activities or to contact the OMS Ombudsman.

市民请使用Office市政证券电子邮箱提供他们的意见，问题，意见和有关委员会的市政证券的活动或与业务管理系统监察员。

The Federal Reserve Board and many self-regulatory organizations, such as the NYSE and NASD, have rules that

联邦准备理事会和许多自我规范组织，像是纽约证券交易所与美国证券交易商公会，早就制定了管理信用

It analyzes the sample through statistical way and hypothesis tests which discuss the mechanism and the way that lead to earnings management in A-share IPO firms. Then, some improvement has been put forward including rule of law, accounting standard and accounting system, auditing etc.

对样本数据进行了定量的统计分析和假设检验，从理论和实际相结合的方式系统的阐述了IPO公司盈余管理的形成和实现方式，最后对于证券监管体系包括有关公司、证券法规，会计准则和会计制度，注册会计师审计，证券监管部门等提出若干意见。

It analyzes the sample through statistical way and hypothesis tests which discuss the mechanism and the way that lead to earnings management in A-share IPO firms.

对104家样本数据进行了定量的统计分析和假设检验，利用理论和实际相结合的方式系统阐述了IPO公司盈余管理的形成和实现方式，最后对于证券监管体系包括有关公司、证券法规、会计准则和会计制度，注册会计师审计，证券监管部门等提出相应的建议。

Based on the analyses of the current situation of the protection of the rights and interests of our securities investors, this paper states some policies on the protection of the rights and interests of investors through perfecting the market legal construction related to our securities market, aggrandizing the incentive and constrain mechanism, completing the independent director system in listed companies and securities companies, improving the regulation and the self-regulation to the market.

本文通过对我国证券投资者权益保护的现状分析，从完善证券市场法制建设、强化激励约束机制、完善上市公司和证券公司的独立董事制度、加强市场监管与自律管理等方面提出了保护投资者合法权益的若干对策建议。

Where a securities company solely underwrites a stock issue, it shall report the stock sale to the securities supervision and administration organizations for record within 15 days after the expiry of the period of solely underwriting.

第二十七条证券公司包销证券的，应当在包销期满后的十五日内，将包销情况报国务院证券监督管理机构备案。

In view of the peaked and fat-tailed characteristics of financial return data distribution and its effect of clustering fluctuation and especially the "leverage effect" of fluctuation on VaR estimates and some efficiencies when estimating VaR with various assumptions of return data distribution,a semi-parameter approach based on EGARCH-VaR model is developed.

证券风险是指未来证券价格或收益的不确定性或波动性，证券风险管理的基础和核心是对风险的定量分析和评估·国内外研究表明，金融时间序列通常带有一些明显的特性：金融时间序列的收益率分布存在尖峰厚尾性[1]及其波动具有集群性[2]；股票的价格波动还有&杠杆效应&[3]·这些显著

The labia have now been sutured together almost completely.The drains and the Foley catheter come out at the top.

此刻阴唇已经几乎完全的缝在一起了，排除多余淤血体液的管子和Foley导管从顶端冒出来。

To get the business done, I suggest we split the difference in price.

为了做成这笔生意，我建议我们在价格上大家各让一半。