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Securities brokers can only accept entrustment of one securities firm for customer attracting and service activities.

证券经纪人只能接受一家证券公司的委托,进行客户招揽、客户服务等活动。

We have developed a lot in the 16 years, and contributed a lot to the country economic. However, the contrary of illegality and supervision exist in the same time.

我国证券公司已经在短短的十七年间得到了令人瞩目的巨大发展,为我国证券市场的快速健康发展做出了积极的贡献。

Listed securities company shares as the subject of the securities to boost its liquidity and the intrinsic value of nature.

上市证券作为证券公司的股票受到以提高其流动性和自然的内在价值。

The person in charge at the 2004 and 2007 during the comprehensive management of the brokerage firms, regulatory authorities dispose of a total of 31 securities firms, 26 of which went into receivership stage, is one of Huaxia Securities.

主管在2004年和2007年期间,人的券商综合治理,监管机构处置了31家证券公司,其中26个被接管的阶段了,总共是华夏证券之一。

Article 28 Where a stock is issued at a premium, the issue price shall be discussed and determined between the issuer and the underwriting securities company, and report to the securities regulatory body under the State Council for approval.

第二十八条股票发行采取溢价发行的,其发行价格由发行人与承销的证券公司协商确定,报国务院证券监督管理机构核准。

The purpose of the project is to provide the whole centralized trading system for the Shin Kong stockjobber.

该项目主要为新光证券公司提供完整的集中式证券交易系统。

The stock exchange system is the pivotal part which is supporting the core business of the stockjobber.

证券交易系统是支撑证券公司核心业务的关键部分。

Brokerage is a stable, sustained and low-venture business of a stockjobber.

证券经纪业务是证券公司业务中,风险相对较小、较为稳定和具有可持续性的业务。

The action is being brought by a new unit of the SEC focused on structured and complex securities and it is not clear whether or not other deals, either by GS or other firms, will be subject to other cases.

这次起诉是由SEC新成立的一个专责结构性与复合证券的部门提起,目前尚不清楚的是,高盛或其它证券公司的其它交易,是否会在其它案件遭到起诉。

If customers find incompliance between related information record and the fact, he can claim to the securities firm or the securities regulatory agency under the State Council.

客户认为有关信息记录与实际情况不符的,可以向证券公司或者国务院证券监督管理机构投诉。

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