证券公司

The SEC helped draft the Investment Company Act of 1940, which sets forth the guidelines with which all SEC-registered funds today must comply.

美国证券交易委员会帮助起草投资公司法案1940年，它规定了指导方针，所有证券交易委员会登记的资金今天必须遵守。

Combined, China's two mainland bourses in Shanghai and Shenzhen are second only to America's, measured by the value of domestic listings.

以国内上市公司的市值计算，中国大陆两个交易所——上海证券交易所和深圳证券交易所——目前的总规模仅次于美国股市。

Investment aims, you can then decide where to put your money. The golden rule here is spread your risk -- if you put all of your money into Periwigs International, you're setting yourself up as a hostage to fortune.*'Periwigs' is the name of a fictitious company.

在这种情况下，你大概想制定一份包括某些股份的投资组合，同时还有高度可靠的证券、现金储蓄，可能还有可换证券，或分割资本投资信托公司的所得股。

When a Director deals in the securities of the Company in his capacity as a co-trustee and he has not participated in or influenced the decision to deal in the securities and is not, and none of his associates is, a beneficiary of the trust, dealings by the trust will not be regarded as his dealings.

若董事以共同受托人的身份买卖公司的证券，但没有参与或影响进行该项证券交易的决策过程，而该董事本身及其所有联系人亦非有关信托的受益人，则有关信托进行的交易，将不会被视作该董事的交易。

The UK-US Shanghai to recruit senior financial personnel recruitment mission, from the Shanghai municipal government departments, as well as the Shanghai Pudong Development Bank, Shanghai Bank, the Shanghai Stock Exchange, China Pacific Insurance Company and other twenties financial institutions to participate, will be held in three spots three bands will recruit qualified personnel in financial services, the introduction of banks, funds, securities investment and other fields of more than 170 high-ranking posts, including: risk management and control, asset management, product research and development the fund managers, industry research, financial engineering, derivatives products, such as pension trustee business five categories are sub-Shanghai current shortage of financial professionals.

此次上海市赴英美招聘高层金融人才的招聘任务团，由上海市政府有关部门，以及上海浦东发展银行、上海银行、上海证券交易所、中国太平洋保险公司等廿多家金融机构参加，将在三地举办三场斑阶金融人才招聘会，推出银行、基金、证券投资等专业领域一百七多个高阶职位，包含：风险管理和控制、资产管理、产品研发、基金经理、行业研究、金融工程、衍生品产品、养老金受托业务等五类，均是上海当前分紧缺的金融人才。

During the past 20 years, great achievement has been attained with Chinas security market opening, although disfigurements were existed.

1982年1月，中信公司在日本发行100亿日元债券，揭开了中国证券市场开放的序幕。20多年来，中国证券市场开放取得了显著的成绩，但也存在许多问题。

An employee of a securities brokerage who markets the products and investment advice of a brokerage firm is called a registered representative or account executive.

在证券经纪公司里营销产品和投资建议的员工称为证券经纪人或业务经纪人。

Registered Representative A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.

注册代理人证券交易委员会或纽约证券交易所授权为经纪公司的客户提供服务的

On the evening of 27, reporters had access to additional targeted Haitong Securities notice when found in the Pacific Asset Management Haitong subscribe 80,000,000 new shares, through the Pacific Life Insurance Dividends and dividend individuals subscribed for shares in 2000, ordinary life insurance products through the purchase of 6,000 shares; Taikang asset management companies through its 11 life insurance companies and investment insurance products, subscription-based account of the 8000 million for China and Thailand Asset Management Corporation, through what kind of account to subscribe to the sea's stock, is not mentioned in the notice.

11日，记者接触到更多有针对性的通知时，海通证券，太平洋资产管理公司海通找到80，000，000股新股认购，通过太平洋人寿保险股份的股息和红利在2000年认购的个人，普通的生活，通过购买股票6，000保险产品，通过其11家寿险公司和投资保险产品，基于订阅的8000中国和泰国资产管理公司，万帐户泰康资产管理公司通过什么样的帐户订阅海的股票，是没有提及通知。

On the evening of 27, reporters had access to additional targeted Haitong Securities notice when found in the Pacific Asset Management Haitong subscribe 80,000,000 new shares, through dividends and Pacific Life Insurance Personal subscription bonus shares in 2000, ordinary life insurance products through the purchase of 6,000 shares; Taikang asset management companies through its 11 life insurance companies and investment insurance products, subscription-based account of the 8000 million shares, for China and Thailand Asset management company what kind of account to subscribe to the sea's stock, is not mentioned in the notice.

11日，记者接触到更多有针对性的通知时，海通证券，太平洋资产管理公司海通找到80，000，000股新股认购，通过分红和太平洋人寿保险个人认购红股在2000年，普通的生活保险产品，通过购买股票6，000；通过其11家寿险公司和投资保险产品，基于订阅的8000万股股票，占中国和泰国资产管理公司的帐户是什么样，泰康资产管理公司认购海之股票，是没有提及通知。

The split between the two groups can hardly be papered over.

这两个团体间的分歧难以掩饰。

This approach not only encourages a greater number of responses, but minimizes the likelihood of stale groupthink.

这种做法不仅鼓励了更多的反应，而且减少跟风的可能性。