证券公司

A "One-Vote Veto" system is introduced into the newly adjusted rules on establishing new securities sales branches: applications for setting up new branches would not be accepted if the applier companies are found being investigated or punished by administrations for illegal activities, or being under strict control measures such as restrictive brokerage business, or with other situations improper for expanding their securities sales business.

值得注意的是，在券商新设营业网点的制度安排中，引入"一票否决"机制，即证券公司出现重大违法违规行为，受到立案调查或行政处罚，或被采取限制经纪业务等严重监管措施；证券公司或网点由于自身原因出现群体性事件或恶性个案导致频繁上诉、上访；频繁发生信息安全事故或重大信息安全事故，且之后报告不及时处置不妥当、整改未完成等情形时，不受理其新设营业网点的申请。

At the end of the thesis, the issue must be paid attention to when enforcing CRM strategy and the corresponding organization structure of the stockjobber's brokage unit are put forward .

本文最后给出了证券公司实施客户关系管理要注意的问题，并给出了证券公司经纪业务单元对应的组织架构。

Large banks, securities firms, insurance companies, financial institutions and large enterprises in this intensive offices, the United States and the world of finance, securities trading, as Wall Street in general often synonymous with monopoly capital.

大银行、证券公司、保险公司等金融机构以及大企业的办事处密集于此，成为美国和互联网纾的金融、证券交易的中心，一般常把华尔街作为垄断资本的代名词。

Article 24 CSRC shall examine and check the regularity of the materials for archival filing for the establishment of a limitative aggregate asset management plan, and shall issue its written opinions to the securities company on whether there is any demurral.

第二十四条中国证监会对设立限定性集合资产管理计划的备案材料进行合规性审核，并向证券公司出具是否有异议的书面意见；中国证监会无异议的，证券公司方可推广其所提交备案的集合资产管理计划。

Alas, I sold my entire GEICO position in 1952 for $15,259, primarily to switch into Western Insurance Securities. This act of infidelity can partially be excused by the fact that Western was selling for slightly more than one times its current earnings, a p/e ratio that for some reason caught my eye. But in the next 20 years, the GEICO stock I sold grew in value to about $1.3 million, which taught me a lesson about the inadvisability of selling a stake in an identifiably-wonderful company.

可惜的是，在1952年我以15，259美元的价钱将全部的GEICO股份出清，然后将所得资金投入到西方保险证券公司之上，这项变心的举动，一部份的原因是因为西方保险证券当时的股价相当吸引人，本益比只有一倍左右，然而在往后的二十年间，当时被我卖的的GEICO股份的价值却成长到1，300万美元，这样的结局让我体会到绝对不能卖掉一家明显的好公司的原则。

Shanghai and Shenzhen Stock Exchange, each relevant securities company, trust and investment corporation

上海、深圳证券交易所，各有关证券公司、信托投资公司

Huatai Securities is the China Securities Regulatory Commission regulatory agencies of the first disclosure of customer transactions has not appropriated funds settlement, net capital of securities companies meet the requirements of the assessment by the China Securities Co., Ltd. integrity in accordance with international standards evaluation, credit ratings for Huatai Securities AA grade.

华泰证券是中国证监会机构监管部首次披露的没有挪用客户交易结算资金、净资本符合要求的证券公司之一，经中国诚信证券评估有限公司按国际评级标准测评，华泰证券信用等级为AA+级。

Article 194 Any security company handling brokerage business that accepts carte blanches of a client in buying and selling securities, or makes a commitment to the client on the returns on the buying and selling of securities or compensation for the losses in securities buying and selling shall be ordered to make a rectification and imposed a fine of more than RMB 50000 Yuan less than RMB 200000 Yuan.

第一百九十四条证券公司经办经纪业务，接受客户的全权委托买卖证券的，或者对客户买卖证券的收益或者赔偿证券买卖的损失作出承诺的，责令改正，处以五万元以上二十万元以下的罚款。

Where a securities company underwrites stocks on a commission basis, it shall report the stock sale jointly with the issuer to the securities regulatory body under the State Council for record within 15 days after the expiry of the period for underwriting the stock issue on a commission basis.

证券公司代销证券的，应当在代销期满后的十五日内，与发行人共同将证券代销情况报国务院证券监督管理机构备案。

In the early period of China's securities market, margin trading and securities lending business already exists, but because of securities companies at the time of self-binding serious shortage of financial supervision and management abilities, margin trading and securities lending business has not carried out to achieve perfect price formation mechanism of the active market The purpose, it led to the stock market bubble, increased the financial system as a whole systemic risks.

在中国证券市场，保证金交易和证券借贷业务已经存在初期，但由于证券公司在时间自我约束力的金融监管和管理能力，保证金交易和证券借贷业务严重不足，没有进行到实现完美的价格形成机制，活跃市场的目的，这导致了股市泡沫，增加整体系统性风险的金融体系。

This one mode pays close attention to network credence foundation of the businessman very much.

这一模式非常关注商人的网络信用基础。

Cell morphology of bacterial ghost of Pasteurella multocida was observed by scanning electron microscopy and inactivation ratio was estimated by CFU analysi.

扫描电镜观察多杀性巴氏杆菌细菌幽灵和菌落形成单位评价遗传灭活率。