证券公司

And external governance should start from strengthening the information disclosure system in securities market and use the helpful experience of American corporation reform law (Sarbanes-Oxley Act of 2002) to improve the securities legal system in China.

在公司外部治理上，则从加强证券市场信息披露制度入手，借鉴美国公司改革法案即《萨班斯－奥克斯利法案》(Sarbanes-Oxley Act of 2002)的有益经验来完善我国证券法律制度。

"Unit investment trust" means an investment company which is organized under a trust indenture, contract of custodianship or agency, or similar instrument, does not have a board of directors, and issues only redeemable securities, each of which represents an undivided interest in a unit of specified securities.

"单位投资信托公司"是指投资公司是根据信托契约，管理人员或机构地位，或类似文书的合同组织的，没有董事会，和问题的唯一可赎回证券，每一个代表，在一个指定的证券单位的利益不可分割。

Article 49 If the Company or any of its directors, supervisors, senior executives, shareholders, de facto controller or purchaser is subject to the investigation by the competent organ, the compulsory measure given by the justice and discipline department, the transfer to the justice organ, the criminal liability given by the justice organ, the audit by the CSRC, the administrative punishment, ban from the stock market, the confirmation as an improper person by the CSRC, the punishment by any other administrative department or the public denouncement by the stock exchange, the Company shall offer reasons and conclusions.

第四十九条公司及其董事、监事、高级管理人员、公司股东、实际控制人、收购人如在报告期内有受有权机关调查、司法纪检部门采取强制措施、被移送司法机关或追究刑事责任、中国证监会稽查、中国证监会行政处罚、证券市场禁入、认定为不适当人选被其他行政管理部门处罚及证券交易所公开谴责的情形，应当说明原因及结论。

This paper takes "the rules of deficit listed companies intermit and terminate come into the market" as its research target. The rules as the exit mechanism was issued by China Securities Regulatory Commission on Feb 22,2001. It has significant impact to our country's securities market, investors and listed companies.

本文针对中国证监会 2001 年 2 月 22 日出台的《亏损上市公司暂停上市和终止上市实施办法》，讨论了《实施办法》作为我国证券市场上的退出机制，它的实施将会对我国的证券市场、投资者以及上市公司产生的巨大的影响。

He also held roles as President and CEO of Redstone Resources Inc., asa director of Inco Limited, Echo Bay Mines Limited and Kinross Gold Corporation as a task force advisor to the Toronto Stock Exchange and in portfolio management.

他在Redstone资源开发公司担任过总裁和首席执行官，在Inco有限公司、Echo Bay矿业有限公司、和Kinross黄金公司担任过董事，并且是多伦多证券交易所证券投资管理的特别顾问。

Three is to continue to actively and steadily push forward reform and innovation, vigorously develop the corporate bond market, and actively promote the development of the bond market to solve the bottleneck problem of large listed companies through the bond market financing, the issuance of securities to actively promote the reform of the system, perfect IPO pricing system, regulate the issuance of securities listing sponsors business, explore the establishment of investment demand to adapt to market a variety of different distribution patterns, and actively adapt to changes in the situation and the development of the market demand for greater innovation and scientific decision-making and enhance the reform coordination of development measures, through the deepening of reform innovation, market development to explore new ideas, new methods.

三是要继续积极稳妥地推进改革创新，大力发展公司债券市场，积极推动债券市场的发展来解决，通过债券市场融资的大型上市公司的瓶颈问题，证券发行，积极推进制度改革，完善IPO定价制度，规范证券发行上市保荐业务，探索建立投资需求，以适应市场的各种不同的分布格局，积极适应变化形势和更大的创新和科学决策的市场需求发展的决策，增强改革措施的协调发展，通过深化改革，创新，市场的发展探索新思路，新方法。

Furthermore, the company carry out a number of professional and omnidirectional service business, which inclueding: assets reconstruction, financial analysis, financial status consultation, the coporation consolidation and regroupment, and other investment and financial relative business.

一直以来，公司以稳健的风格致力于证券投资咨询业务，开展专业、全方位的证券咨询业务及企业资产重组、财务分析、财务顾问、企业重组兼并咨询策划等业务，并以其雄厚的集团式背景和强大的咨询实力跻身于国内知名的咨询公司前列。

No sooner had it established, than Foretech committed to provide the security investment consultatory sevice to the customers under the principle of stabilization. Furthermore, the company carry out a number of professional and omnidirectional service business, which inclueding: assets reconstruction, financial analysis, financial status consultation, the coporation consolidation and regroupment, and other investment and financial relative business. Own to its powerful group background and strong consulting advantage, Foretech leaps into the front rank of consulting companies in China

一直以来，公司以稳健的风格致力于证券投资咨询业务，开展专业、全方位的证券咨询业务及企业资产重组、财务分析、财务顾问、企业重组兼的咨询策划等业务，并以其雄厚的集团式背景和强大的咨询实力跻身于国内知名的咨询公司前列。

The country gold negotiable securities (600109, quotation, information, main force business) the service obtains the fast development center of gravity to upper shift Corporation to take one to have the bright characteristic securities trader, in the sales network is limited in the situation, still makes the good development progress, the preliminary company expands the scale unceasingly, at present already formed the negotiable securities, the stock, the Investment bank and so on to have many kinds of service topicality securities trader main items.

今日 黑马推荐国金证券 600109 股吧，行情，资讯（3月10日）公司作为一家具有鲜明特色的券商，在营业网点受限的情况下，依然取得良好的发展成果，前期公司更是不断扩大规模，目前已经形成证券、期货、投资银行等具备多种业务的地区性券商龙头。

According to the Securities Act, other regulations and some successful experience of overseas dealers in financing field, the paper has designed the pattern of "triplicity of financing channel", which includes the securities financing company, the money market and the capital market.

第三章针对券商融资筹措效率问题，根据新《证券法》和《国九条》在制度层面对券商筹资的要求，并借鉴国外券商的成功经验，为我国券商设计了包括证券金融公司、货币市场、资本市场在内的"三位互补"的筹资方式，并在证券金融公司的资金来源上提出了在"合意"基础上有条件使用客户保证金的构想。

The split between the two groups can hardly be papered over.

这两个团体间的分歧难以掩饰。

This approach not only encourages a greater number of responses, but minimizes the likelihood of stale groupthink.

这种做法不仅鼓励了更多的反应，而且减少跟风的可能性。