证券公司

Article 30 Securities companies and asset custodians shall ensure that a client can at such time and in such manner as is agreed upon in a target asset management contract make inquiries about, among other relevant information, the portfolio status, changes in net value, transaction records of asset in his or its target asset management account

第三十条证券公司、资产托管机构应当保证客户能够按照定向资产管理合同约定的时间和方式，查询客户定向资产管理账户内资产的配置状况、净值变动、交易记录等相关信息。

In addition, stockjobber is right trade, prices, settle accounts, tripartite put canal and corresponding backup system to undertake one by one is checked, ensure systematic hardware moves normally, backup system safety is effective, can use at any time; Had safe examination to major servicing system, clear in time redundant system user, ensure systematic user attributive allocates correct, make a system the requirement is nonsked revise trade countersign of manager of system of business of etc of system, operating system, database, modification frequency not under mensal.

此外，证券公司对交易、行情、结算、第三方存管及相应备份系统进行了逐一检查，确保系统硬件正常运行，备份系统安全有效、随时可用；对主要业务系统进行了安全检查，及时清理冗余系统用户，确保系统用户权限分配正确，并制定制度要求不定期修改交易系统、操作系统、数据库及其他业务系统治理员口令，修改频率不低于每月一次。

Are you associated with a brokerage frm, a member of a stock exchange or the NASD

您是否为证券公司或是NASD的员工，雇主或董事，请列其名称

By NYSE Rule 412 of similar rule of the NASD or other designated examining authority.

转移。除非在下文作了另行指示，我授权史考特证券公司结清我帐户中无法

The guaranteed amount a security company provides should not exceed 20% of its net assets.

二、 证券公司提供的担保额不得超过其净资产额的20%。

However, excessive liquidity, a lot of money, such as the occupier in the form of money may lead to decline in the profitability of securities firms.

然而，流动性过剩，大量资金，例如在货币形式占用，可能会导致下跌，证券公司的盈利能力。

This discourse discovers a series of strategy to resolve the risks according to the research of correlated investigation production and our practiced complexion, with the foundation of material analyzing risk cause of formation of Chinese companies, in order to supply plummy serve for the practices.

本文在具体分析我国证券公司风险成因的基础上，通过对国内外相关研究成果的研究，综合其中精华，结合我国实际情况，找到一套解决风险的策略，以更好的服务于实践。

A sales rainmaker from the securities industry and investment banking, Chandler personally raised over $1.5 Billion USD in investor funds.

她个人在投资基金方面曾募集了超过15亿美金，也曾是美国主要的证券公司最年轻的女性副总裁。

Up to the year 2005, XX stockjobber has begun to recombine again, and to advance to an good aim.

经过2004、2006年的后续调整，G证券公司已经开始向着一个良好的目标前进了。

At the same time, the regulatory system is introduced.

同时，介绍了我国证券公司的监管制度。

The split between the two groups can hardly be papered over.

这两个团体间的分歧难以掩饰。

This approach not only encourages a greater number of responses, but minimizes the likelihood of stale groupthink.

这种做法不仅鼓励了更多的反应，而且减少跟风的可能性。