证券公司

If the share prospectus, measures for offer of corporate bonds, financial or accounting report, listing report document, annual report, interim report or ad hoc report announced by an issuer or securities underwriting company contain or contains any falsehood, misleading statement or major omission, thus causing losses to investors in the course of securities trading, the issuer or the company shall be liable for the losses and the responsible director, supervisor and /or the manager or the issuer or the company shall be jointly and severally liable for such losses.

发行人、承销的证券公司公告招股说明书、公司债券募集办法、财务会计报告、上市报告文件、年度报告、中期报告、临时报告，存在虚假记载、误导性陈述或者有重大遣漏，致使投资者在证券交易中遭受损失的，发行人、承销的证券公司应当承担赔偿责任，发行人、承销的证券公司负有责任的董事、监事、经理应当承担连带赔偿责任。

According to the document, a securities company may only open one "small client trading and clearing capital dormant account" and one "client trading and clearing capital trading suspension account" in the bank signing the third-party deposit agreement.

中国证监会下发了《指导证券公司客户交易结算资金第三方存管内部工作指引（第3号）---与账户规范衔接》，要求一个证券公司只能在签订第三方存管协议的银行开立一个"客户交易结算资金小额休眠账户"和一个"客户交易结算资金中止交易账户"，分别用于汇总存放证券公司休眠资金账户对应的资金余额和不合格资金账户对应的资金余额。

This is also important to security company. Studying on the profit-making model is very important to its tomorrow operation and development.

同理，证券公司的盈利模式也在证券公司的经营和发展模式中占据了重要地位，研究证券公司的盈利模式对证券公司将来的经营和发展具有至关重要的作用。

After the stock transactions, securities clearing corporation registered with the securities companies, securities companies and funds between investors and stock liquidation.

清算。股票成交后，证券登记结算公司与证券公司、证券公司与投资者之间进行资金和股票的清算。

Southwest Synthetic (000788): The company is the larger of the sulfa drug production base, with the two drug production base of raw materials, at the same time tablet, capsule, powder, water injections, a number of advanced particle agent preparation product lines, product Cover sulfonamides, antipyretic analgesic, vitamins, quinolone, anti-ulcer, anti-anxiety, anti-hypertensive, anti-allergy, vomiting, cancer, www.jrjgp.com 金融危机_股票行情-金融风暴 _金融界股票基金金融界股票中国股票咨询网 _美股资讯_股票软件股票知识_今日要闻 24小时资讯_财经资讯_证券要闻证券资讯证券_财讯证券在线财经-股票证券要闻_新闻_中国证券新闻美女_性感美女看车汽车汽车之家娱乐新闻娱乐在线 cardiovascular and so on more than 10 categories, as well as a number of varieties of raw materials and preparations.

西南合成（000788）：公司是国内较大的磺胺类药物生产基地，拥有两个原料药生产基地，同时具有片剂、胶囊、粉针、水针、颗粒剂等多条先进制剂产品生产线，产品涵盖磺胺、解热镇痛、维生素、喹诺酮、抗溃疡、抗焦虑、抗高血压、抗过敏、止吐、抗癌、心血管等10多个大类，以及多个原料药和制剂品种。

Because of insufficient development of bond market, no strict operation of issuing company, no strict inside controlling of domestic securities company and unsymmetry of information in bond issuing market, the A underwriting stocks business risks of domestic securities company inevitably exist.

在高风险的证券业中，作为证券投资、证券市场中介人和服务者的证券公司面临着诸多风险的重大挑战和潜在威胁，受证券市场发育不足，发行公司不规范运作、证券公司内控不严和信息不对称的影响，我国证券公司A股股票承销业务风险有其存在的必然性，因而防范和化解其风险已成为证券公司的一项重要议程。

The mechanism has many advantages, such as speciality, efficiency, agility, secrecy. The second chapter discusses about the arbitrability of securities disputes. Depend on classing securities disputes and researching arbitrable affairs, we put forward some suggestion about the arbitrability legislation of securities disputes. What can arbitrate is the securities disputes among stoke exchanges, public companies, stockjobbers, fund manager, and so on. It is beyond arbitrate ability. That the invading disputes happens because of false statement, controlling market, inside trade by public company, stockjobbers, and so on.

第二章论述了证券争议可仲裁事项问题，在对证券争议归类划分与可仲裁事项理论研究的基础上，提出了证券争议可仲裁事项的立法建议，即发生在证券交易所、上市公司、证券公司之间有关证券的争议，基金发起人、基金管理公司、基金托管机构之间有关基金的争议，以及上述主体与会计事务所、律师事务所、资信评估机构等中介机构之间发生的有关证券的争议，均可提交仲裁，但因上市公司、证券公司等主体的虚假陈述、操纵市场、内幕交易引起的证券侵权纠纷，不适用仲裁。

In present stage, performing management audit in our countrys security companies is suit for the demand of business transformation and internal audit transformation in open competitive environment. Along with the continuously extension in capital scale and business scope, the security companies in our country has more and more complicative organization structure and business system. Based on internal control and risk management, management audit can promote validly security companies implementing internal entrust management responsibility, can be advantageous to realize the capital extending and the value increasing.

现阶段我国证券公司开展管理审计是适应开放式竞争环境、业务转型和内部审计转型的需要，随着我国证券公司资本规模和业务范围的不断扩大，组织结构和业务体系日益复杂，基于内部控制和风险管理基础上的管理审计能有效促进证券公司内部受托管理责任的履行，有利于证券公司实现资本扩张和企业价值增值。

The major participants of financial activities are banks, trust and investment companies, insurance companies, secrities companies and credit cooperation banks, finance companies, investment trust companies, finacial leasing companies and those exchange centres of securities, bullions, foreign currency, etc.

从事金融活动的机构主要有银行、信托投资公司、保险公司、证券公司，还有信用合作社、财务公司、投资信托公司、金融租赁公司以及证券、金银、外汇交易所等。

The person in charge said that the China Securities Regulatory Commission recently issued securities companies Margin business-related issues to inform the pilot to further clear the pilot securities companies and the quality standards and in accordance with the requirements of the Administrative Licensing Law , Publicity Securities Margin pilot business, approval of content, format, standards and procedures for the establishment of an open and transparent to receive, review and expert evaluation system.

负责人表示，中国证券监督管理委员会近日下发证券公司的保证金与业务有关问题的通知飞行员进一步明确试点证券公司的质量标准，并与行政的要求，按照行政许可法，宣传证券保证金试点业务，内容，格式审批，标准和程序，建立公开，透明，接受，审查和专家评价制度。

This one mode pays close attention to network credence foundation of the businessman very much.

这一模式非常关注商人的网络信用基础。

Cell morphology of bacterial ghost of Pasteurella multocida was observed by scanning electron microscopy and inactivation ratio was estimated by CFU analysi.

扫描电镜观察多杀性巴氏杆菌细菌幽灵和菌落形成单位评价遗传灭活率。