证券交易委员会

On October 30, the SEC opened a formal investigation and sent Enron a letter that requested accounting documents.

10月30日，证券交易委员会展开正式调查并向安危发送信函要求提供会计文件。

Concepts of corporate governance functions including management and the controllership function, boards of directors, audit committees, internal auditors, external auditors, the SEC, and the control of enterprise-wide risk management.

公司治理功能概念，包括管理和主计权责功能，董事会，审计委员会，内部审计师，外聘审计师，证券交易委员会和全面风险管理控制。

Last week, the Securities and Exchange Commission accused the Galleon Group of hedge funds of trading on inside information.

上周，美国证券交易委员会(Securities and Exchange Commission)指控对冲基金盖伦集团进行内幕交易。

Although it is not regulated by the Securities and Exchange Commission its trading system is only accessible by brokers licensed by the National Association of Security Dealers and these brokers are required to follow NASD regulations.

虽然这并不是受美国证券交易委员会的交易系统，只是进入的经纪人牌全国协会的券商，这些经纪机构均须遵守券交易商协会规章。

The NASD is supervised by the SEC and includes all over the counter dealer firms.

NASD受证券交易委员会监督，包括所有场外交易公司。

The Securities and Exchange Commission says it is examining certain aspects of the strategy.

证券交易委员会说他们正在对这种交易策略的某些方面进行调查。

"The organization of the government itself is something which we ought to examine in a more self-conscious way -- the Federal Reserve and the Treasury and the Securities and Exchange Commission," Williamson said.

& &政府的机构本身需要以一种更加自我反省的方式进行研究--联邦储备委员会，财政部和证券交易委员会，威廉姆森说。

Talking from the perspective of "administrative law" about the work of the Federal Securities and Exchange Commission (or of the Forest Service, or of a state public utilities commission, or a local building inspector) focuses on its procedures, rather than its particular substantive responsibility for implementing a certain part of federal policy.

从&行政法&的视角来讨论联邦证券交易委员会（或者森林服务局，或者某个州的公用设施委员会，或者某个地方性建筑检验员）所关注的就是其程序而不是其实施某一部分联邦政策的具体的实体性责任。

Robert Herdman, chief accountant at the Securities and Exchange Commission, testified at the hearing as well, indicating the SEC's interest in encouraging the Financial Accounting Standards Board to provide better guidance on when SPEs should and should not be consolidated on a balance sheet.

美国证券交易委员会的首席会计师Robert Herdman在听证会上证实说：SEC暗示过财务会计准则委员会，希望其制订好一些的指南来指导有关SPE什么时候该什么时候不该在资产负债表中披露。

Registered Representative A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.

注册代理人证券交易委员会或纽约证券交易所授权为经纪公司的客户提供服务的

This one mode pays close attention to network credence foundation of the businessman very much.

这一模式非常关注商人的网络信用基础。

Cell morphology of bacterial ghost of Pasteurella multocida was observed by scanning electron microscopy and inactivation ratio was estimated by CFU analysi.

扫描电镜观察多杀性巴氏杆菌细菌幽灵和菌落形成单位评价遗传灭活率。