证券交易委员会

A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.

证券交易委员会或纽约证券交易所授权为经纪公司的客户提供服务的业务经纪人。

Use this electronic mailbox to ask questions and submit comments on the SEC's rules and programs affecting small businesses and private equity securities offerings, including venture capital financings.

使用这个电子信箱，提出问题并提出意见的美国证券交易委员会的规则和程序影响到小型企业和私人股本证券发行，包括风险资本融资。

The core of the scheme - taking investments from one client to pay returns to another -"has been around since the beginning of time," said Marc Powers, a former Securities and Exchange Commission enforcement chief and head of the securities practice at Baker Hostetler.

骗局的核心是用一个投资者的钱支付另一个投资者的利润，"从一开始就循环了"，前证券交易委员会主席、贝克霍斯得特勒律师事务所首席证券顾问M arc Powers说。

Activities may include:45793. Activities of account executives are overseen by the SEC and the NASD.

证券交易委员会和全美证券交易商协会监管经纪人的工作。

Because of this restriction, they are usually exempt from any direct regulation by the SEC , NASD and other regulatory bodies.

因为有这样的限制，所以诸如证券交易委员会、全国证券交易商学会以及其他的金融职能机构所设定的严格法规相对于对冲资金也就被减免了

Scottrade is furnishing you this statement, which was created by the SEC and NASD in accordance with the regulations that govern our industry.

Scottrade为你提供由证券交易委员会和全国证券交易商协会依照行业管理法规制订的此类声明。

Banks have been subject to FDICIA reporting for several years. Insurance companies are subject to myriad Federal and State regulations. The brokerage industry faces scrutiny from the SEC, NASD as well as Federal and State regulatory agencies.

几年来，银行业必须遵循FDICIA报告制度；保险业必须服从众多的联邦和各州的规定；经纪业则面对着证券交易委员会、证券交易商协会以及联邦和各州的法规。

It would also combine the Commodity Futures Trading Commission and the Securities and Exchange Commission. The

它还将结合起来，商品期货交易委员会和证券交易委员会的文件。

Such securities were issued under Section 4(2) of the Securities Act of 1933, as amended and Regulation D promulgated by the Securities and Exchange Commission thereunder.

该有价证券是在1993年的证券管理条例的4（2）部分下发行的，依据证券交易委员会公布的赔偿和规则 D 。

It would also combine the Commodity Futures Trading Commission and the Securities and Exchange Commission. The

同时，该方案将合并美国商品期货交易委员会和美国证券交易委员会。

This one mode pays close attention to network credence foundation of the businessman very much.

这一模式非常关注商人的网络信用基础。

Cell morphology of bacterial ghost of Pasteurella multocida was observed by scanning electron microscopy and inactivation ratio was estimated by CFU analysi.

扫描电镜观察多杀性巴氏杆菌细菌幽灵和菌落形成单位评价遗传灭活率。