证券交易委员会

John Mauldin is a registered representative of Millennium Wave Securities, LLC,, an NASD registered broker-dealer. MWS is also a Commodity Pool Operator and a Commodity Trading Advisor registered with the CFTC, as well as an Introducing Broker.

他还是千嬉波证券有限公司的注册代表，千嬉波证券有限公司是经美国金融业管理机构注册的经纪交易公司，是经美国商品期货交易委员会注册的商品基金操作公司（Commodity Pool Operator， CPO）与商品交易顾问公司（Commodity Trading Advisor， CTA），同时也是一家中介经纪公司（Introducing Broker， IB）。

Key issues studied by the Steering Committee include a single clearing arrangement for securities, stock options, futures and other exchange-traded transactions, straight-through processing and scripless securities market.

督导委员会研究的主要项目包括为证券、股票期权、期货及其他在交易所进行的买卖作出统一的结算安排，以及发展直通式金融交易和无纸化证券交易市场。

The Steering Committee recommended that a single clearing arrangement for securities, stock options, futures and other exchange traded transactions, straight-through processing and a scripless securities market should be developed.

督导委员会建议为证券、股票期权、期货及其他在交易所进行的买卖作出统一的结算安排，以及发展直通式金融交易和无纸化证券交易市场。证券及期货条例草案。

The Steering Committee recommended that a single clearing arrangement for securities, stock options, futures and other exchange traded transactions, straight-through processing and a scripless securities market should be developed.

督导委员会建议为证券、股票期权、期货及其他在交易所进行的买卖作出统一的结算安排，以及发展直通式金融交易和无纸化证券交易市场。

Key issues studied by the Steering Committee include a single clearing a rrangement for securities, stock options, futures a nd other exchange-traded transactions, straight-through processing a nd scripless securities market .

督导委员会研究的主要项目包括为证券、股票期权、期货及其他在交易所进行的买卖作出统一的结算安排，以及发展直通式金融交易和无纸化证券交易市

II.If, when the securities exchange decides to suspend, resume or terminate the listing, an auditing report is made by a certified accountant with explanatory notes such as unpreserved opinions, preserved opinions, negative opinions or refusal to express opinions for the accounting report (hereinafter uniformly referred to as "auditing report of unstandard and unpreserved opinions") in the regular report on which the above said decision is based, the securities exchange may organize an experts' committee to make an independent professional judgment on the major accounting treatment issues which are involved in and will affect the authenticity of profitability of the auditing report of non-standard and unpreserved opinions, and the securities exchange may make corresponding decisions on the basis of the opinions of the experts' committee.

二、证券交易所在作出暂停上市、恢复上市或终止上市决定时，如果所依据的定期报告中的财务会计报告被注册会计师出具带解释性说明段的无保留意见、保留意见、否定意见或拒绝表示意见的审计报告（以下统称&非标准无保留意见审计报告&）的，证券交易所可以组织专家委员会，对非标准无保留意见审计报告中所涉及的、影响盈利真实性的重大会计处理问题，作出独立的专业判断，证券交易所可以依据专家委员会的意见作出相应决定。

The trust would also need approval by the courts and the Securities and Exchange Commission.

信托基金也需要法院和证券交易委员会的批准。

The Securities and Exchange Commission is investigating why it did not take action against him until now.

美国证券交易委员会正在调查为什么直到现在才对麦道夫采取行动的原因。

The securities and exchange commission in the United States recently moved to protect 19 major financial stocks.

美国证券交易委员会最近对19家主要金融股票采取保护。

Having encouraged the development of high-speed markets, the Securities and Exchange Commission is now having second thoughts.

在促进市场高速发展的同时，证券交易委员会又冒出了第二种想法。

This one mode pays close attention to network credence foundation of the businessman very much.

这一模式非常关注商人的网络信用基础。

Cell morphology of bacterial ghost of Pasteurella multocida was observed by scanning electron microscopy and inactivation ratio was estimated by CFU analysi.

扫描电镜观察多杀性巴氏杆菌细菌幽灵和菌落形成单位评价遗传灭活率。