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证券交易委员会

与 证券交易委员会 相关的网络例句 [注:此内容来源于网络,仅供参考]

BEDFORDSHIRE and SEC are collectively referred to as"Parties" and BedFORDSHIRE or SEC is individually referred to as"party"

贝德福德和美国证券交易委员会被统称为"政党",都是贝或美国证券交易委员会被称为"党"

Brokerage activities in the U.S. are regulated by the SEC, the NASD, and the exchanges on which they do business.

在美国,证券经纪公司的业务活动要遵循证券交易委员会,全美证券交易商协会和证券交易所的规定。

Brokerage activities in the U.S. are not regulated by the SEC, the NASD, and the exalters on which them do business.

在北美,证券经纪一自己一自己自己搞的业务聚会要遵循证券交易委员会,全美证券交易商协会和证券交易所的规定。

U.S. Securities and Exchange Commission rules permit oil and gas companies to disclose only proved reserves in their filings with the SEC.

美国证券交易委员会规则允许的石油和天然气公司披露已探明储量只有在其提交给证券交易委员会

The Securities and Exchange Commission instituted this action to restrain the respondents from using the mails and instrumentalities of interstate commerce in the offer and sale of unregistered and non-exempt securities in violation of § 5 of the Act.

证券交易委员会制定此项法令,是为禁止回应者在违反法案第五条的未登记和未免除的证券的交易中使用邮件和其他跨州商业的手段。

The SEC helped draft the Investment Company Act of 1940, which sets forth the guidelines with which all SEC-registered funds today must comply.

美国证券交易委员会帮助起草投资公司法案1940年,它规定了指导方针,所有证券交易委员会登记的资金今天必须遵守。

These departments include but are not limited to: retail, institutional, trading, research and analysis, investment banking, and compliance.

在美国,证券经纪公司的业务活动要遵循证券交易委员会,全美证券交易商协会和证券交易所的规定。

These departments include but are not limited to: retail, institutional, trading, research and analysis, investment banking, and compliance. Brokerage activities in the U.S.

在美国,证券经纪公司的业务活动要遵循证券交易委员会,全美证券交易商协会和证券交易所的规定。

These include giving the Fed expanded powers to regulate market stability, combining the Office of Thrift Supervision and the Office of the Comptroller of the Currency to strengthen regulation by reducing duplication, centralising the scrutiny of mortgage origination, creating an optional federal insurance charter, beginning the process of integrating the Securities and Exchange Commission and Commodity Futures Trading Commission and continuing to improve arrangements for clearing and settling over-the-counter derivatives, including development of well regulated and prudently managed central clearing counterparties for OTC trades.

这些改革举措包括:扩大美联储的权力以监管市场稳定;合并美国储蓄管理局和美国货币监理署(Office of the Comptroller of the Currency),通过减少重合来强化监管;集中对抵押贷款来源的审查;创建一个可选择的联邦保险宪章;启动整合证券交易委员会(Securities and Exchange Commission)和商品期货交易委员会(Commodity Futures Trading Commission)的程序;继续改进清算、结算场外衍生产品的安排,包括针对场外交易,发展得到充分监管和审慎管理的中央清算对手机构。

Nothing contained in this section shall apply to transactions duly consummated pursuant to authority given by the Secretary of Transportation, Federal Power Commission, Surface Transportation Board, the Securities and Exchange Commission in the exercise of its jurisdiction under section 79j of this title, the United States Maritime Commission, or the Secretary of Agriculture under any statutory provision vesting such power in such Commission, Board, or Secretary.

如果扩大其运输线的公司和其股票、财产、利息被取得的公司之间,不存在实质性竞争,公共运输商可通过对另一公共运输商股票及其它资产的取得,扩大其运输线。本节不影响或侵害依法获取的权利。本节不能用来将从前由反托拉斯法禁止或定为非法的变为合法,也不能使任何人免于反托拉斯法的处罚或获得民事救济。对于基于下列委员会授权完成的交易,本节不适用:交通部部长、联邦电力委员会、地面交通委员会、证券交易委员会依据《1935年公共设施控股公司法》第10条在其管辖权内的授权、美国海运委员会、农业局根据任何对上述委员会、局等授权的成文法的规定。

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