证券交易

A person licensed by the SEC and the NYSE to act as an account executive for clients of brokerages.

证券交易委员会或纽约证券交易所授权为经纪公司的客户提供服务的业务经纪人。

Legal supervision extends to examination and approval of market access, securities issuance, stock exchanges, asset management and foreign exchange control.

法律监管的范围涉及市场准入审批、证券发行、证券交易、资产管理和外汇管理等方面。

Through capital gains tax and income tax differences between analysis and on readjustlnents in respect of the levy of a capital gains tax status and on the stock market, with emphasis on the sensitivity of meaning from the actual demonstration of levying capital profits tax on the feasibility of upcoming trends, while the levy of a capital gains tax on the limitations of China's securities, taxation should be elaborated in accordance with the tax burden of the principle of fairness for reform is to establish harmonious socialist society.

通过对资本利得税与所得税之间的差异分析和对目前我国就开征资本利得税现状及其对证券交易市场敏感性的探讨，着重从实际意义方面论证我国开征资本利得税的可行性趋势，同时提出近期开征资本利得税的局限，阐述我国证券税制应按照税负公平原则进行改革，是建立社会主义和谐社会的必然要求。

Large banks, securities firms, insurance companies, financial institutions and large enterprises in this intensive offices, the United States and the world of finance, securities trading, as Wall Street in general often synonymous with monopoly capital.

大银行、证券公司、保险公司等金融机构以及大企业的办事处密集于此，成为美国和互联网纾的金融、证券交易的中心，一般常把华尔街作为垄断资本的代名词。

Use this electronic mailbox to ask questions and submit comments on the SEC's rules and programs affecting small businesses and private equity securities offerings, including venture capital financings.

使用这个电子信箱，提出问题并提出意见的美国证券交易委员会的规则和程序影响到小型企业和私人股本证券发行，包括风险资本融资。

Settlement and entrustment of stocks listed on stock exchanges

证券交易所上市证券交易的清算和交收

The method of solving this problem is connected with the global development of security business and the furore of the development of E-security.

如何解决这一问题，关系到证券交易的全球化发展及证券电子化发展的前途问题。

The core of the scheme - taking investments from one client to pay returns to another -"has been around since the beginning of time," said Marc Powers, a former Securities and Exchange Commission enforcement chief and head of the securities practice at Baker Hostetler.

骗局的核心是用一个投资者的钱支付另一个投资者的利润，"从一开始就循环了"，前证券交易委员会主席、贝克霍斯得特勒律师事务所首席证券顾问M arc Powers说。

The Sage of Omaha railed against the pointlessness of much of the work done by audit committees (while joking that he does not get asked onto compensation committees because they prefer Cocker Spaniels to Dobermans). Mr Immelt chose to focus on the incomprehensibility of accounting rules. Mr Greenspan mused on the inherent inflexibility of financial regulation. Mr Levitt, a former head of the Securities and Exchange Commission, and Mr Rubin, who used to have Mr Paulson's job, sparred over the class-action culture, the former seeing it as broadly good for investors, the latter as bad for everyone except lawyers. Mr Bloomberg, the mayor of New York, bemoaned America's restrictive visa policy, which is depriving financial firms of talent.

奥马哈圣人对审计委员会无意义的工作颇有微词；伊梅尔特关注不可思议的会计制度；格林斯潘陷入了对固有金融规律的沉思；美国证券交易委员会前主席利维特和前美国财长鲁宾则对证券集体诉讼文化争论不已，前者认为这有益于投资者，后者表示出了律师都是输家；纽约市长彭博哀叹剥夺金融公司潜能的信用卡限制政策。

These include giving the Fed expanded powers to regulate market stability, combining the Office of Thrift Supervision and the Office of the Comptroller of the Currency to strengthen regulation by reducing duplication, centralising the scrutiny of mortgage origination, creating an optional federal insurance charter, beginning the process of integrating the Securities and Exchange Commission and Commodity Futures Trading Commission and continuing to improve arrangements for clearing and settling over-the-counter derivatives, including development of well regulated and prudently managed central clearing counterparties for OTC trades.

这些改革举措包括：扩大美联储的权力以监管市场稳定；合并美国储蓄管理局和美国货币监理署(Office of the Comptroller of the Currency)，通过减少重合来强化监管；集中对抵押贷款来源的审查；创建一个可选择的联邦保险宪章；启动整合证券交易委员会(Securities and Exchange Commission)和商品期货交易委员会(Commodity Futures Trading Commission)的程序；继续改进清算、结算场外衍生产品的安排，包括针对场外交易，发展得到充分监管和审慎管理的中央清算对手机构。

With Death guitarist Schuldiner adopting vocal duties, the band made a major impact on the scene.

随着死亡的吉他手Schuldiner接受主唱的职务，乐队在现实中树立了重要的影响。

But he could still end up breakfasting on Swiss-government issue muesli because all six are accused of nicking around 45 million pounds they should have paid to FIFA.

不过他最后仍有可能沦为瑞士政府&议事餐桌&上的一道早餐，因为这所有六个人都被指控把本应支付给国际足联的大约4500万英镑骗了个精光。