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证券交易

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However, the pricing efficiencies of the American Stock Exchange, regional stock exchanges, and over-the-counter transactions are not as rigorous.

不过,美国证券交易所的定价效率,地区证券交易所,和柜台交易不那么严格。

Self Descriotion: Specialize on the legal services in corporate and securities, and financial investments; legal services in capital market, property rights regime and reform, definition and trading of property rights, industry convergence and reform of state management system, etc; legal services on capital operations projects, like joint-stock system reform, issuing and listing of securities (including A shares, B shares, H shares, rationed shares, newly issued shares, convertible loan shares, debenture and fund), and finance; specialized legal services in law-based administration of government departments, foreign investments, corporate acquisitions and reorganizations and insolvency liquidation, etc; legal services in overall planning of large projects and design of significant procedure, and negotiations on projects of overseas financing and investments, etc.

或评价:本人擅长公司与证券、金融投资领域的法律服务项目;资本市场、产权制度与产权改革、产权界定与交易、产业整合、国有资产管理体制改革等领域的法律服务项目;企业股份制改造、证券发行上市(A股、B股、H股、配股、增发新股、可转债、公司债、基金)、金融等资本运作项目;政府机关依法行政、外商投资、企业并购重组、破产清算等领域的专项法律业务;大型项目的整体方案策划与重大流程设计、对外投融资项目谈判等法律服务。

This paper discusses the law of coupon treasury bond price ricing and falling.

对在上海证券交易所与深圳证券交易所挂牌交易的国债新品种──附息国债的市场价格波动规律进行了实证分析。

"Fungible" with respect to goods or securities means goods or securities of which any unit is, by nature or usage of trade, the equivalent of any other like unit .

"可替代的"涉及货物或证券,指货物或证券的任一单位从本质上或在交易中都是任何其他相似单位的相等物。

The high risks, the anticipative trades and the impersonalization of stock market determine that the well-ordered development of stock market must rely on the principles of credit and the principles "open, impartiality and justness", which jointly constitute the system of ethical principle and guarantee the healthy and steady development of stock Markey.

证券市场的高风险特质、交易的预期性与非人格化特征决定了证券市场的良序发展必然依赖诚信原则和三公原则。

The China Securities Regulatory Commission reported two cases of insider trading of the securities market.

11日,中国证券监督管理委员会报告的两个内幕证券市场的交易案。

Chapter Four:"self-disciplined management of the stock exchanges in modern Shanghai" focuses on the setup of the stock exchanges in modern Shanghai, management of stockbroker, regulation of trade dissension and lawbreaking punishment.

第四章近代上海交易所的自律管理:主要是从近代上海各证券交易所的机构设置,对证券经纪人的管理,关于交易纠纷处理和违规处罚的规定三个方面进行着手研究。

Before trading on margin, the NYSE and NASD, for example, require you to deposit with your brokerage firm a minimum

在开始从事信用交易之前,例如,纽约证券交易所和美国证券交易商公会,会要求您在您的经纪商存入一笔最低

The monthly Treasury report highlights cross-border acquisitions of securities with maturities of more than one year, including nonmarket transactions such as stock swaps and principal repayment on asset-backed securities.

财政部的月度报告显示了外国投资者买进期限一年以上的美国证券的情况,包括换股和偿还资产支持证券的本金等非市场交易。

Firstly, proem, it concise introduces the background ; Secondly, it introduces the reform of the commission system and the dilemma of the securities companies in our country; Thirdly, it puts forward the idea of implementation of "Optionally differential strategies " as the natural choice for the future development of the securities brokers in our country , through the analysis of the current competitive environment of the securities companies in our country and study on the alternatives of competitive strategies ; The forth , it describes how to practice " Optionally differential strategies",which including three aspect: the choice of the core competition ability, the measures for the implementation are brought forth ,and the condition of practice the strategies; The fifth, it s the summary of the dissertation.

第一部分,简介论文写作背景;每二部分,介绍我国佣金制度改革以及改革后我国证券公司所面临的困境;第三部分,通过对现阶段我国证券公司竞争环境的分析,进行竞争战略选择研究,提出实施选择性差别化战略应成为我国证券商未来发展的必然选择。第四部分,提出"选择性差别化战略"的实施措施,包括拓展业务领域、拓宽交易渠道及改革证券商管理模式三方面可操作的内容;第五部分,对全文作概括性的总结。

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