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Came in January 2007 between July, liu Yucai, Du Lingqing is in know perfectly well nimble to hold a company high to be approved about director branch without the country, do not have the case that pursues negotiable securities investing advisory business aptitude to fall, through " illicit collect macrocosm " the website is rolled out " the conduct financial transactions that dig gold "," king of wave band Wang Zhong " the advertisement of breed of conduct financial transactions that waits for negotiable securities investment, each district of catchpenny whole nation more than 600 investor, hold company name and investor high to sign with nimble " entrust agreement of conduct financial transactions ", undertake the stock seeks advice to wait for management activity with acting business share investing, profit of conduct financial transactions of collection investor administration fee, investment divides more than yuan 700 into the paragraph to add up to.

2007年1月至7月间,刘玉才、杜凌卿在明知捷昂公司未经国家有关主管部门批准,不具有从事证券投资咨询业务资质的情况下,通过&私募大世界&网站推出&掘金理财&、&波段王中王&等证券投资的理财品种广告,招徕全国各地600余名投资者,并以捷昂公司名义与投资者签订《委托理财协议书》,进行投资股票咨询和代理买卖股票等经营活动,收取投资者治理费、投资理财利润分成款共计700余万元。【以下内容为IT者网站提供英文翻译,未经授权请勿转载

In terms ofdiversification,this dissertation believes that for the assuming ways of the criminal responsibilitieson the securities crimes,such penalties as death penalty,life imprisonment,deprivation of politicalrights,confiscation of property,and public surveillance shouldn't be applicable,such penalties asfixed-term imprisonment,criminal detention and fine should be applicable,and such penalties asprohibition of special professions and disincorporate should be added,and such assuming ways ofnon-penalties should be applicable as being reprimanded,being ordered to make a statement ofrepentance,to offer an apology or to pay compensation for the losses,being subjected toadministrative penalty or administrative sanctions by the competent department,and simpledeclaration of being guilty.

在承担方式的多样化方面,认为证券犯罪不应当适用死刑、无期徒刑、剥夺政治权利、没收财产、管制等刑罚方法,可以适用有期徒刑、拘役和罚金,同时应该增补禁止从业和解散法人两种刑罚方法,并且适用训诫、责令具结悔过、赔礼道歉、赔偿损失、进行行政处罚或者行政处分或者单纯宣告有罪等非刑罚方法;在承担方式的合理化方面,认为应当重点进行三个方面的工作:一是提高罚金刑的地位,二是资格刑的并科,三是加强对单位证券犯罪的处罚,并指出了具体进行的措施和途径。

The book running lead managers are Enam Securities, Kotak Mahindra, I-Sec and SBI Capital Markets.

此外,财务运作主要管理公司还有Enam证券公司、印度Kotak Mahindra资产管理有限公司、孟买I-Sec证券公司及印度国家银行资本市场公司SBI Capital Markets Ltd。

Secondly, it furtherly clarified the concept and features of securities investment funds, an analysised of Chinas securities investment funds.

其次,进一步明确证券投资基金的概念和特点,分析了我国证券投资基金的情况。

Much of what's gumming up Wall Street is a glut of impaired assets that investors no longer want.

其中大多是抵押贷款担保证券,随著房市危机加深,投资者对这类证券可谓避之不及。

If customers find incompliance between related information record and the fact, he can claim to the securities firm or the securities regulatory agency under the State Council.

客户认为有关信息记录与实际情况不符的,可以向证券公司或者国务院证券监督管理机构投诉。

So we must adopt appropriate countermeasures,as we make insurance founds into security investment founds,to change the inharmonic situation as quickly as possible.

因此,必须采取相应对策,如让保险资金积极参与证券投资基金、推行资产负债管理模式以及将保险投资和产品开发统一起来等,以尽快改变资产负债与证券市场对接不协调的局面。

There is a high interdependence on economy and international trade of straits. The join into WTO brought straits endless business opportunities. The further mergence of capital markets forced stock markets of straits toward a maturer and sound investitive structure and a normal development. It is hope that the stock markets of straits will be more competitive and create a "mutual benefit" and a "win win" new economic mode of the Grand Chinese Economic Circle.

两岸在经贸上的相互依存度高,进入 WTO 后给双方带来无限商机,资本市场将进一步融合,迫使两岸证券市场,朝向更完善及健全的投资结构与规范化发展,期使两岸证券市场更具竞争性,创造「互利」、「双赢」的属於大中华商圈的新经济模式。

In accordance with the juristically basic principles, such as, order, justice, efficiency, and the basic aim at protecting benefits of small investors, the author thinks that the regulations on securities information should be a systemic mode.

结合法律的基本理念:秩序、公平和效率以及证券市场的基本立法目的:保护中小投资者的利益。本文认为对证券信息的法律规制应当是一种综合模式的。

I/We confirm that the information provided above is true, correct and comp lete, and authorize Fubon Bank Limited to verify the information contained in this

本人/我们现向富邦银行有限公司申请富邦银行「语音下单证券服务」及/或「网上证券交易服务」。

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