证券

Thomson Reuters shares are listed on the New York Stock Exchange; Toronto Stock Exchange; London Stock Exchange; and Nasdaq (NASDAQ: TRIN).

汤森路透的股票在纽约证券交易所、多伦多证券交易所、伦敦证券交易所和纳斯达克(NASDAQ： TRIN)上市。

II.If, when the securities exchange decides to suspend, resume or terminate the listing, an auditing report is made by a certified accountant with explanatory notes such as unpreserved opinions, preserved opinions, negative opinions or refusal to express opinions for the accounting report (hereinafter uniformly referred to as "auditing report of unstandard and unpreserved opinions") in the regular report on which the above said decision is based, the securities exchange may organize an experts' committee to make an independent professional judgment on the major accounting treatment issues which are involved in and will affect the authenticity of profitability of the auditing report of non-standard and unpreserved opinions, and the securities exchange may make corresponding decisions on the basis of the opinions of the experts' committee.

二、证券交易所在作出暂停上市、恢复上市或终止上市决定时，如果所依据的定期报告中的财务会计报告被注册会计师出具带解释性说明段的无保留意见、保留意见、否定意见或拒绝表示意见的审计报告（以下统称&非标准无保留意见审计报告&）的，证券交易所可以组织专家委员会，对非标准无保留意见审计报告中所涉及的、影响盈利真实性的重大会计处理问题，作出独立的专业判断，证券交易所可以依据专家委员会的意见作出相应决定。

The risk what stock trade affronts is a special behave that common risk represents in the stock field. So,in order to structure the risk management system in securities corporations,its very important to review and analyze gradually the risk main body in stock trade,risk environment,managing feature and the actuality faced in daily actions,it also important to review and compare the risk management process in stock trade in China and beyond the sea.

证券业所面临的风险又是一般意义上的风险在证券领域的特殊表现，因此，对证券业的风险主体和风险环境、证券公司的经营特性以及在日常经营活动中所面对的风险现状进行逐层深入地了解和分析，并对我国及海外证券业的风险管理进程进行考察、比较，是构建证券公司风险管理系统的基本前提和必要准备。

Based on the analyses of the current situation of the protection of the rights and interests of our securities investors, this paper states some policies on the protection of the rights and interests of investors through perfecting the market legal construction related to our securities market, aggrandizing the incentive and constrain mechanism, completing the independent director system in listed companies and securities companies, improving the regulation and the self-regulation to the market.

本文通过对我国证券投资者权益保护的现状分析，从完善证券市场法制建设、强化激励约束机制、完善上市公司和证券公司的独立董事制度、加强市场监管与自律管理等方面提出了保护投资者合法权益的若干对策建议。

This article plans from the following three parts to carry on the discussion: The first part discusses the Chinese negotiable securities dispute to arbitrate system's outline and the present situation, this part is for the purpose of through arbitrating the question elaboration which to the Chinese negotiable securities dispute system's historical development and the development present situation and exist in reality, then arbitrates the system to the Chinese negotiable securities dispute to carry on the analysis and the localization, lays the foundation for the later word elaboration.

本文拟从以下三部分进行探讨：第一部分讨论中国证券纠纷仲裁制度的概述和现状，本部分旨在通过对中国证券纠纷仲裁制度的发展历史和发展现状及在实践中存在的问题的论述，进而对中国证券纠纷仲裁制度进行分析和定位，为后文的论述奠定基础。

The higher people's courts, people's procuratorates, departments of public security of all provinces, autonomous regions and municipalities directly under the Central Government, the courts-martial of the People's Liberation Army, the military procuratorates, the Production and Construction Corps Branch of the Higher People's Court of Xinjiang Uigur Autonomous Region, the people's procuratorates and bureaus of public security of Xinjiang Production and Construction Corps

各省、自治区、直辖市高级人民法院、人民检察院、公安厅，解放军军事法院、军事检察院，新疆维吾尔自治区高级人民法院生产建设兵团分院，新疆生产建设兵团人民检察院、公安局：为维护正常的证券交易结算秩序，保护公民、法人和其他组织的合法权益，保障执法机关依法执行公务，根据《中华人民共和国刑事诉讼法》、《中华人民共和国民事诉讼法》、《中华人民共和国证券法》等法律以及司法解释的规定，现就人民法院、人民检察院、公安机关查询、冻结、扣划证券和证券交易结算资金的有关问题通知如下

Secondly, it takes some international typical mechanism of security market for example and deduces useful experience for Chinese market.

之后通过介绍几个国际典型证券市场交易机制的情况，来引出成熟证券市场机制对中国内地证券市场建设的启示。

With economic globalization and more freedom in international finance, an increasing number of countries have loosed financial regulation.

中文摘要：随着经济全球化、国际金融自由化的发展，越来越多的国家放松金融管制，全球证券市场一体化程度在不断加深，中国证券市场的开放力度也在不断地加深，研究中国证券市场在有效地防范金融危机风险的同时，如何获得开放的收益是本文的研究重点。

However, some firms do not靠谱basic, such as the most obstinate The death of long Oriental Securities and China Merchants Securities, as well as the logic seems accurate, but the conclusions very different monster Haitong Securities.

然而，有些企业基本不靠谱如最顽固的长期东方证券和中国招商证券的死亡，以及逻辑似乎正确，但结论完全不同的怪物海通证券。

Based on anatomizing these four types, this dissertation probes into establishing a set of investors compensation systems which consist of civil compensation system and non-litigant compensation scheme in order to protect securities investors' interests under our present circumstances and recover their loss incurred by fraud action. Perfecting measures matched with these two systems, they bring out the best in each other and supplement each other so as to effectively realize both aims. One is that providing adequate compensation for the victim investors, protecting their interests and resuming their confidence in market. The other is that availably striking and overawing the securities fraud action.

本文在对证券欺诈的四种主要表现形式深入剖析的基础上，探讨在我国现实条件下为保护证券投资者权益，构建一套以民事赔偿制度为主、非诉赔偿制度为辅的投资者赔偿体系，对欺诈行为给投资者造成的损失给予实际补偿，二者相得益彰，相辅相成，加上与其相配套措施的完善，以更有效地实现对受欺诈投资者提供足够补偿、保护其利益、树立其市场信心以及有力打击、威慑证券欺诈行为的双重目标。

This one mode pays close attention to network credence foundation of the businessman very much.

这一模式非常关注商人的网络信用基础。

Cell morphology of bacterial ghost of Pasteurella multocida was observed by scanning electron microscopy and inactivation ratio was estimated by CFU analysi.

扫描电镜观察多杀性巴氏杆菌细菌幽灵和菌落形成单位评价遗传灭活率。