证券

As a Credit expansion mode in securities market,There werea huge risks in Securities Credit Transactions,the core of establish Securities credit trading system is to Control the risk of credit transactions,and exert it's ascendency and active role.by compare and research Mature international credit trading system, this article put forward some relevant recommendations to develop Securities credit transactions on the basis of Learn from international experience and combine with the reality of our country.

证券信用交易作为信用在证券市场上扩张的一种方式也同时存在着巨大的风险，建立证券信用交易制度的核心和目的就是控制信用交易的风险，使其发挥优势和积极的作用。通过对国际上成熟信用交易制度的比较研究，在借鉴国际经验并结合我国实际的基础上，本文初步提出了几点我国开展证券信用交易的相关建议。关键词：证券信用交易证券信用交易制度融资融券

So, the main tasks of bill broker" s system construction in our country are: sound and perfect relevant law, regulation, management organization and function about bill broker system, make the concept of the bill broker clear, confirm its status legally is especially important at present, and pay attention to integrating with the world; Strengthen entering system management and independent management of the security broker, perfect the structure and function of self-organized system by oneself; To the future transform trend of our broker mode of securities market mode from traditional type to "network manager","bill broker manager" and "fund manager", We should pay attention to setting up perfect management mechanism of risk and inside management system of bill broker"s system even more, enforce the financial rule, expand the scope of business, setting up systematic, perfect risk preventive and controlling system; To be strict in registration system of bill broker representative and qualification, guarantee professional quality and good quality of our bill broker representative team, pay attention to studying and using the rational incentive mechanism, strengthen the cultivation and development of bill broker representative team.

因此，我国证券经纪人制度建设的主要任务是：健全并完善有关证券经纪人制度的法律、法规、管理机构及其职能，明确我国证券经纪人的概念，确定其在西安理工大学硕士学位论文法律上的地位，并注重和国际接轨；加强证券经纪商的准入制度管理和行业自律制度建设，完善自律组织的结构和功能：针对未来我国证券市场经纪模式由传统型向"网络经纪"、"证券经纪人经纪"和"基金经纪"转化的趋势，我们更应该注重建立完善、科学的证券经纪人制度的风险管理机制和内部管理制度，严格财务制度，扩大业务范围，建立系统、完善的风险预防和控制体系；严格证券经纪代表的注册制度和资格审查，保证我国证券经纪代表队伍的专业素质和良好品质，重视研究和应用合理的激励机制，加强证券经纪代表队伍的培育和发展。

A dissentient shareholder of a Cayman constituent company is entitled to payment of the fair value of his shares upon dissenting to a merger or consolidation unless an open market on a recognised stock exchange or interdealer quotation system exists for the shares at the end of the dissent period, and the merger or consolidation consideration consists of shares of the surviving or consolidated company or depository receipts in respect thereof, shares or depository receipts of any other company which are listed on a national securities exchange or designated as a national market system security on a recognised interdealer quotation system or held of record by more than 2000 holders on the effective date of the merger or consolidation, cash in lieu of fractional shares or depository receipts.

一家开曼成员公司中的持异议股东，其在对一项合并或整合作出反对后，可有权获得支付其股份的公平价值，除非（1）在异议期的期末，存在有关该等股份的认可证券交易所公开市场或是交易商同业报价系统，及（2）该等合并或整合的对价乃包含该留存公司或整合公司的股份或其预托证券；于一个全国性证券交易所上市或是在一个认可交易商同报价系统中被指明为乃全国市场系统证券，或是于合并或整合的生效日期由超过2000名有记录可查的持有人持有的任何其他公司股份或预托证券；代替零星股份的现金或预托证券。

December 9, December 10 * ST shares Amoi to achieve three consecutive trading days or restrictions, December 10 show that the turnover of motor ability tests, the main buyer, including the sea Shenzhen Securities Sales Department Hongling Road, Everbright Securities, Ningbo, the liberation of South Securities Sales Department, Everbright Securities Jinhua West Sungai securities business department, a new era of Xiaoshan Road Sanmenxia securities business department Securities, Huatai Securities in Nanjing only Maying securities business department, The main seller including Haitong Securities Hongling Road Shenzhen Sales Department, Southwest Securities Mingyue Canton all the way securities business department, Everbright Securities Jinhua West Sungai securities business department, Huatai Securities in Nanjing Maying only securities business department, Guangfa Securities Beijing Chaoyang door Beidajie securities business departments.

12 8，12月9日，12月10日* ST股票夏新在实现连续三个交易日或限制，12月10日显示，运动能力测试，主要买主，包括海证券营业部深圳红岭营业额路，光大证券，宁波，南证券营业部，光大证券金华双溪西证券营业部，一个新的时代解放三门峡萧山路证券营业部证券，华泰证券在南京只有马营证券营业部，主要包括卖方海通证券深圳红岭中路营业部，西南证券广州明月一路证券营业部，光大证券金华双溪西证券营业部，华泰证券在南京只有马营证券营业部，广发证券北京朝阳门北大街证券营业部。

Southwest Synthetic (000788): The company is the larger of the sulfa drug production base, with the two drug production base of raw materials, at the same time tablet, capsule, powder, water injections, a number of advanced particle agent preparation product lines, product Cover sulfonamides, antipyretic analgesic, vitamins, quinolone, anti-ulcer, anti-anxiety, anti-hypertensive, anti-allergy, vomiting, cancer, www.jrjgp.com 金融危机_股票行情-金融风暴 _金融界股票基金金融界股票中国股票咨询网 _美股资讯_股票软件股票知识_今日要闻 24小时资讯_财经资讯_证券要闻证券资讯证券_财讯证券在线财经-股票证券要闻_新闻_中国证券新闻美女_性感美女看车汽车汽车之家娱乐新闻娱乐在线 cardiovascular and so on more than 10 categories, as well as a number of varieties of raw materials and preparations.

西南合成（000788）：公司是国内较大的磺胺类药物生产基地，拥有两个原料药生产基地，同时具有片剂、胶囊、粉针、水针、颗粒剂等多条先进制剂产品生产线，产品涵盖磺胺、解热镇痛、维生素、喹诺酮、抗溃疡、抗焦虑、抗高血压、抗过敏、止吐、抗癌、心血管等10多个大类，以及多个原料药和制剂品种。

Because of insufficient development of bond market, no strict operation of issuing company, no strict inside controlling of domestic securities company and unsymmetry of information in bond issuing market, the A underwriting stocks business risks of domestic securities company inevitably exist.

在高风险的证券业中，作为证券投资、证券市场中介人和服务者的证券公司面临着诸多风险的重大挑战和潜在威胁，受证券市场发育不足，发行公司不规范运作、证券公司内控不严和信息不对称的影响，我国证券公司A股股票承销业务风险有其存在的必然性，因而防范和化解其风险已成为证券公司的一项重要议程。

From a new perspective of contract law and reviewing the development of securities exchange system, the dissertation explores the whole process of securities exchanging on the basis of the introduction of the basic course of securities exchange in our nation and veining from contracting to performing, then it points out that the legal nature of the securities exchanging course is a special commercial sales contract which sets the securities as the object, so the analysis of this chapter provides a technical platform for the following analysis.

本文的主体部分结构框架安排如下：第一章是对证券交易流程的法律解释，本章站在全新的合同法视角上，通过对证券交易制度变迁的回顾，在介绍我国证券交易基本流程的基础上，以从缔约到履约为脉络，分析了证券交易的全过程，并进而指出证券交易流程的法律本质就是以证券为标的物的特殊商事买卖合同，从而为全文的分析搭建了一个技术平台。

The composition of the dissertation is arranged with five chapters.Chapter One is the legal expounding for the course o...f securities exchange. From a new perspective of contract law and reviewing the development of securities exchange system, the dissertation explores the whole process of securities exchanging on the basis of the introduction of the basic course of securities exchange in our nation and veining from contracting to performing, then it points out that the legal nature of the securities exchanging course is a special commercial sales contract which sets the securities as the object, so the analysis of this chapter provides a technical platform for the following analysis.

本文的主体部分结构框架安排如下：第一章是对证券交易流程的法律解释，本章站在全新的合同法视角上，通过对证券交易制度变迁的回顾，在介绍我国证券交易基本流程的基础上，以从缔约到履约为脉络，分析了证券交易的全过程，并进而指出证券交易流程的法律本质就是以证券为标的物的特殊商事买卖合同，从而为全文的分析搭建了一个技术平台。

The mechanism has many advantages, such as speciality, efficiency, agility, secrecy. The second chapter discusses about the arbitrability of securities disputes. Depend on classing securities disputes and researching arbitrable affairs, we put forward some suggestion about the arbitrability legislation of securities disputes. What can arbitrate is the securities disputes among stoke exchanges, public companies, stockjobbers, fund manager, and so on. It is beyond arbitrate ability. That the invading disputes happens because of false statement, controlling market, inside trade by public company, stockjobbers, and so on.

第二章论述了证券争议可仲裁事项问题，在对证券争议归类划分与可仲裁事项理论研究的基础上，提出了证券争议可仲裁事项的立法建议，即发生在证券交易所、上市公司、证券公司之间有关证券的争议，基金发起人、基金管理公司、基金托管机构之间有关基金的争议，以及上述主体与会计事务所、律师事务所、资信评估机构等中介机构之间发生的有关证券的争议，均可提交仲裁，但因上市公司、证券公司等主体的虚假陈述、操纵市场、内幕交易引起的证券侵权纠纷，不适用仲裁。

This document's discussion focuses on the fraud involved in the public explanation of securities, false descriptions, civil responsibility of insider trading and market manipulation as a research category, protection of common investors' rights as a basic value, the common types of violations in the analysis of securities market, the characteristics of civil responsibility, necessary components of various elements, the determination on the scope of compensation of loss, statute of limitation, and the relationship between the actual litigation and compensation.

2005年10月27日新修正通过之证券法更於第三章第四节即第73条以下规定民事赔偿责任，然证券民事责任之类型若依照证券违法行为发生之阶段为区分，则可分为证券发行市场之民事责任和证券交易市场之民事责任两大类，且其各类型范围甚广，惟本文仅以其中之证券诈欺中之公开说明书虚伪陈述、内幕交易及操纵市场之民事责任为研究范畴，并以保护社会公众投资者权益为基本价值，分析证券市场违法行为的一般态样、民事责任的性质、构成要件、损害赔偿范围的界定、诉讼时效、诉讼实务及赔偿主体间之合同关系进行讨论。

This one mode pays close attention to network credence foundation of the businessman very much.

这一模式非常关注商人的网络信用基础。

Cell morphology of bacterial ghost of Pasteurella multocida was observed by scanning electron microscopy and inactivation ratio was estimated by CFU analysi.

扫描电镜观察多杀性巴氏杆菌细菌幽灵和菌落形成单位评价遗传灭活率。