查询词典 share broker

So, the main tasks of bill broker" s system construction in our country are: sound and perfect relevant law, regulation, management organization and function about bill broker system, make the concept of the bill broker clear, confirm its status legally is especially important at present, and pay attention to integrating with the world; Strengthen entering system management and independent management of the security broker, perfect the structure and function of self-organized system by oneself; To the future transform trend of our broker mode of securities market mode from traditional type to "network manager","bill broker manager" and "fund manager", We should pay attention to setting up perfect management mechanism of risk and inside management system of bill broker"s system even more, enforce the financial rule, expand the scope of business, setting up systematic, perfect risk preventive and controlling system; To be strict in registration system of bill broker representative and qualification, guarantee professional quality and good quality of our bill broker representative team, pay attention to studying and using the rational incentive mechanism, strengthen the cultivation and development of bill broker representative team.

因此，我国证券经纪人制度建设的主要任务是：健全并完善有关证券经纪人制度的法律、法规、管理机构及其职能，明确我国证券经纪人的概念，确定其在西安理工大学硕士学位论文法律上的地位，并注重和国际接轨；加强证券经纪商的准入制度管理和行业自律制度建设，完善自律组织的结构和功能：针对未来我国证券市场经纪模式由传统型向"网络经纪"、"证券经纪人经纪"和"基金经纪"转化的趋势，我们更应该注重建立完善、科学的证券经纪人制度的风险管理机制和内部管理制度，严格财务制度，扩大业务范围，建立系统、完善的风险预防和控制体系；严格证券经纪代表的注册制度和资格审查，保证我国证券经纪代表队伍的专业素质和良好品质，重视研究和应用合理的激励机制，加强证券经纪代表队伍的培育和发展。

Repurchase of B share is the key of study and discussion.The author thinkthat securities repurchase has been an convention of international capitalmarket and that B share public enterprises should be allowed to repurchasetheir shares according to the adjustment of their capital requirement in order touphold share price and the image of enterprises.The sixth chapter,thedemerger of A Share and B Share,proposes the demerger of the equity of anenterprise which has issued both B share and A share under special conditions,in the situation that the phenomena of different prices for the same equity isdeteriorating,and the tentative plan to set up one pure B-share publicenterprise and one A-share enterprise.In the end,this chapter demonstratesthe feasibility from the view of law and finance.

而B股回购是目前研究和争论的焦点，笔者认为，证券回购已成为国际资本市场上通行的惯例，应当允许符合条件的B股上市公司根据公司资本结构调整需要，维护股价和公司市场形象等原因进行B股回购；第六章A、B股分立，针对目前A、B股同股不同价现象日益严重，特提出有条件的A、B股上市公司进行股权分立，成立纯粹的A股上市公司和B股上市公司的设想，并从法律、财务等方面进行论证。

In to typical bill broker system go on foundation that analyse in depth at home and abroad this text, Point out bill broker system overall classification and domestic bill broker defects, bottlenecks of system of mode, Propose domestic bill broker ideal operation and relevant suggestions of system.

本文在对海内外典型的证券经纪人制度进行了深入分析的基础上，指出证券经纪人制度模式的总体分类和国内证券经纪人制度的缺陷、瓶颈，并提出了国内证券经纪人制度的理想运作和有关建议。

In to typical bill broker system go on foundation that analyse in depth at home and abroad this text, Point out bill broker system overall classification and domestic bill broker defects, bottlenecks of system of mode, Propose domestic bill broker ideal operation and relevant suggestions of system.0 F6 9 u!

本文在对海内外典型的证券经纪人制度进行了深入分析的基础上，指出证券经纪人制度模式的总体分类和国内证券经纪人制度的缺陷、瓶颈，并提出了国内证券经纪人制度的理想运作和有关建议。

Bill broker"s system of our country has a lot of questions, mainly: Bill broker system law, regulation, management organization and functionare imperfect in construction; The current operation mode is backward, is difficult to meet the development of network economy and securities market; Besides, bill broker" s incentive mechanism, management system of inside and risk management are serious defect and insufficient.

我国证券经纪人制度建设目前存在许多问题，主要有：证券经纪人制度法律、法规和管理机构、职能建设不健全：现行运作模式落后，难以适应网络经济和证券市场的发展；同时，在证券经纪人激励机制、内部管理制度及风险管理方面均存在严重的缺陷和不足。

Trade cost theory, market validity theory and Commission theory are the economic foundation of Bill broker"s system. Two commission models under symmetry and asymmetry information between the investor and bill broker was structured in view of above, probing into two major interests subjects" distribution mode in interests, risk and encourage goal, and establishing the economies" foundation for the standardization development and perfection of bill broker"s system.

交易成本理论、市场有效性理论和委托—代理理论是证券经纪人制度的经济学基础，据此，笔者构建了信息对称和信息不对称两种情况下投资者和证券经纪人之间的委托—代理模型，探讨两大利益主体在利益、风险和激励上的目标分配模式，为证券经纪人制度的规范化发展和完善奠定了经济学基础。

Acting as a futures commission merchant, introducing broker, commodities trading advisor, community pool operator, floor broker, leverage transaction merchant, any other person or activity regulated by the Commodity Futures Trading Commission, or an associated person of any of the foregoing, or as an investment advisor, underwriter, broker or dealer in securities, or as an affiliated person, director or employee of any investment company, bank, savings and loan association or insurance company, or engaging in or continuing any conduct or practice in connection with such activity

社区水池操作员作为未来代售商，介绍经纪、商品换顾问，社区水池操作员、地板经纪、杠杆作用交易客商、其他人或活动在商品未来以前调控换委员会，或任何的一个伴生的人前面，或作为一位投资顾问、保险商、经纪或经销商在证券，或作为任何投资公司、银行、存款和贷款协会或保险公司的一名附属的人、主任或雇员，或参与或继续任何品行或实践于这样的活动相联

If another broker has introduced your account to us, that b roker is acting as your agent and your broker in thisrelationship is not an age nt of or affiliated with us. You agree that your broker and its employees are third-party

如果某经纪商将您介绍给我们，但是作为您的代理和经纪人的该经纪商不是我们的代理或未与我们有合作关系，则

Securities broker system of our country is still a mode for corporate security broker. Securities broker system law and regulation, management organization and function construction are imperfect; the current operation mode is backward and difficult to meet the development of network economy and securities market; besides, there are many defects in securities brokers incentive mechanism, the management system of securities brokers and risk pre-control.

我国证券经纪人制度仍然是以证券经纪商为主体的法人模式，证券经纪人制度法律、法规和管理机构、职能建设不健全；现行运作模式落后，难以适应网络经济和证券市场的发展；同时，在证券经纪人激励机制、内部管理制度及风险管理方面存在着缺陷和不足。

Its necessary to clarify the property right and to develop multiple property right subjects by absorbing and integrating state share, personal share, public share, corporate share and foreign share.

国有商业银行的改革必须做到银企分开，明晰产权，发展多元化产权主体。股份制是现代商业银行普遍的产权形式，同时也是我国国有商业银行产权制度改革的有效实现形式。

The network space is the typical form of abstract space when it comes to the digital stage.

网络空间是抽象空间数字化阶段的典型形式。

The Notarial System,as the system of judicial certification in our country,is both the constructor and the defender of social credit system,It has its special value and function in the social honesty.

公证制度作为我国司法证明制度，既是社会信用体系的建设者，同时也是社会信用的捍卫者，在诚信中有其特殊的价值和功能。