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In addition, Soochow Securities Wenhui Road, Hangzhou, China Merchants Securities in Shenzhen Yitian Road, duty-free business buildings, Tianhe North Road, Canton China Merchants Securities, CITIC Securities Sanlihe Road Beijing, China Everbright Securities and the liberation of South Road, Ningbo Sales Department and other major stakeholders of small and medium-sized plate of floating capital stock speculation.

此外,东吴证券文晖路,杭州,中国招商局在深圳益田路免税商务大厦,天河北路,广州中国招商证券,中信证券北京三里河路证券,光大证券和中国的解放南路,宁波营业部及小型和中型游资炒股板其他主要利益。

December 9, December 10 * ST shares Amoi to achieve three consecutive trading days or restrictions, December 10 show that the turnover of motor ability tests, the main buyer, including the sea Shenzhen Securities Sales Department Hongling Road, Everbright Securities, Ningbo, the liberation of South Securities Sales Department, Everbright Securities Jinhua West Sungai securities business department, a new era of Xiaoshan Road Sanmenxia securities business department Securities, Huatai Securities in Nanjing only Maying securities business department, The main seller including Haitong Securities Hongling Road Shenzhen Sales Department, Southwest Securities Mingyue Canton all the way securities business department, Everbright Securities Jinhua West Sungai securities business department, Huatai Securities in Nanjing Maying only securities business department, Guangfa Securities Beijing Chaoyang door Beidajie securities business departments.

12 8,12月9日,12月10日* ST股票夏新在实现连续三个交易日或限制,12月10日显示,运动能力测试,主要买主,包括海证券营业部深圳红岭营业额路,光大证券,宁波,南证券营业部,光大证券金华双溪西证券营业部,一个新的时代解放三门峡萧山路证券营业部证券,华泰证券在南京只有马营证券营业部,主要包括卖方海通证券深圳红岭中路营业部,西南证券广州明月一路证券营业部,光大证券金华双溪西证券营业部,华泰证券在南京只有马营证券营业部,广发证券北京朝阳门北大街证券营业部。

Huatai Securities is the China Securities Regulatory Commission regulatory agencies of the first disclosure of customer transactions has not appropriated funds settlement, net capital of securities companies meet the requirements of the assessment by the China Securities Co., Ltd. integrity in accordance with international standards evaluation, credit ratings for Huatai Securities AA grade.

华泰证券是中国证监会机构监管部首次披露的没有挪用客户交易结算资金、净资本符合要求的证券公司之一,经中国诚信证券评估有限公司按国际评级标准测评,华泰证券信用等级为AA+级。

Securities broker system of our country is still a mode for corporate security broker. Securities broker system law and regulation, management organization and function construction are imperfect; the current operation mode is backward and difficult to meet the development of network economy and securities market; besides, there are many defects in securities brokers incentive mechanism, the management system of securities brokers and risk pre-control.

我国证券经纪人制度仍然是以证券经纪商为主体的法人模式,证券经纪人制度法律、法规和管理机构、职能建设不健全;现行运作模式落后,难以适应网络经济和证券市场的发展;同时,在证券经纪人激励机制、内部管理制度及风险管理方面存在着缺陷和不足。

Among them, the five self-profitable brokerage, CITIC Securities and 2.6 billion yuan to the top ranks of self-profit, Haitong Securities, the National Securities, Changjiang Securities followed by self-profit 860 million yuan, 670 million yuan, 5.0 billion yuan States securities self-profit 22,818,000 yuan.

其中,5个自我盈利券商,中信证券和2.6亿元的自我名列前茅,利润,海通证券,国家证券,长江证券自律其次,利润86000.00万元,6.700亿元,5.0亿元美国证券自营利润2281.800万元。

From a new perspective of contract law and reviewing the development of securities exchange system, the dissertation explores the whole process of securities exchanging on the basis of the introduction of the basic course of securities exchange in our nation and veining from contracting to performing, then it points out that the legal nature of the securities exchanging course is a special commercial sales contract which sets the securities as the object, so the analysis of this chapter provides a technical platform for the following analysis.

本文的主体部分结构框架安排如下:第一章是对证券交易流程的法律解释,本章站在全新的合同法视角上,通过对证券交易制度变迁的回顾,在介绍我国证券交易基本流程的基础上,以从缔约到履约为脉络,分析了证券交易的全过程,并进而指出证券交易流程的法律本质就是以证券为标的物的特殊商事买卖合同,从而为全文的分析搭建了一个技术平台。

The composition of the dissertation is arranged with five chapters.Chapter One is the legal expounding for the course o...f securities exchange. From a new perspective of contract law and reviewing the development of securities exchange system, the dissertation explores the whole process of securities exchanging on the basis of the introduction of the basic course of securities exchange in our nation and veining from contracting to performing, then it points out that the legal nature of the securities exchanging course is a special commercial sales contract which sets the securities as the object, so the analysis of this chapter provides a technical platform for the following analysis.

本文的主体部分结构框架安排如下:第一章是对证券交易流程的法律解释,本章站在全新的合同法视角上,通过对证券交易制度变迁的回顾,在介绍我国证券交易基本流程的基础上,以从缔约到履约为脉络,分析了证券交易的全过程,并进而指出证券交易流程的法律本质就是以证券为标的物的特殊商事买卖合同,从而为全文的分析搭建了一个技术平台。

There is risk if you provide us with an authority that allows us to apply your securities or securities collateral pursuant to a securities borrowing and lending agreement, repledge your securities collateral for financial accommodation or deposit your securities collateral as collateral for the discharge and satisfaction of our settlement obligations and liabilities.

向本公司提供授权书,容许本公司按照某份证券借贷协议书使用阁下的证券或证券抵押品,将阁下的证券抵押品再质押以取得财务通融,或将你的证券抵押品存放为用以及清偿本公司交收责任及债务的抵押品,存在一定风险。

The first chapter of the thesis topics background analysis, a comprehensive grasp of the relevant literature, in-depth study of the question for laid a solid foundation; Chapter II from the perspective of China"s securities market, in-depth study of the volatility in the securities markets; Chapter III from Marcovitz portfolio theory, the capital asset pricing model and the arbitrage pricing theory systematic comparison, in-depth study of the International Securities Market Association theoretical basis, and then focus on the quantitative study of China"s emerging stock markets and the relevance of the surrounding market; this chapter use GARCH model family, pulse function, VAR model, market-related parameters , a smooth test, cointegration test, Granger causality test methods measure the volatility in the securities markets and the correlation with the degree of peripheral markets; Chapter IV in the face of China"s securities market volatility and market linkages with neighboring under the influence of the Chinese securities market from the current state of development of expounding China"s Permit Certificates of inevitability of the international market, Chinas securities market and to avoid the risk of the corresponding policy recommendations.

第一章系统分析论文的选题背景,全面掌握了相关的文献,为深入研究本问题奠定了坚实的基础;第二章从我国股票市场自身角度出发,深入研究我国股票市场的波动特性;第三章从马科维茨资产组合理论出发,对资本资产定价模型和套利定价理论进行系统比较分析,深入探讨了国际股票市场关联的理论,随后着重定量研究了我国新兴股票市场与周边市场的关联性;本章使用市场相关参数、平稳性检验、协整检验、Granger因果检验等计量方法测度了我国股票市场波动及与周边市场的关联程度;第四章基于我国股票市场波动及与周边市场的关联影响,从我国股票市场目前发展状况出发,阐述了我国股票市场国际化的必然性,并为我国股票市场的风险规避提出了相应的政策建议。

Fuelling these worries, says Dick Bove of Rochdale Securities, is "extraordinarily poor" communications and disclosure.

Rochdale Securities的迪克博瓦说,增加担忧的是极差的沟通和透明度。

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