查询词典 securities

A: B/D : A 'Y' means the FCM is also registered with the Securities and Exchange Commission as a securities broker or dealer.

a： B/D：'Y'意味FCM 并且向SEC 登记当证券经纪或经销商。

They maintain markets for securities already distributed, and act as finders in private placement s of securities.

维持已经发行股票的市场，或为公司私募寻找买家。

Appreciation of the securities market is concerned, there are three main implications: the first is the impact on the performance of listed companies, the RMB appreciation will change the import and export of China's current situation, thereby affecting import and export of listed companies with high dependence on the basic face and performance, particularly in the U.S. dollar clearing of goods even more pronounced effect; second is the appreciation of the RMB exchange rate policy decisions affecting the securities market behavior, indirect effects of stock market prices; third is the impact on money supply and the stock market, appreciation could lead to speculative capital inflows or outflows.

升值对证券市场而言，主要有三个方面的影响：第一是对上市公司的业绩造成影响，人民币升值必将改变我国现有进出口状况，进而影响对进出口依存度高的上市企业的基本面及效绩，尤其是以美元结算的商品影响更为突出；第二是人民币汇率升值影响证券市场决策行为，间接影响证券市场价格；第三是对证券市场的资金供求造成影响，升值可能导致投机性资金的流入或流出。

Type of real estate as a financial professional strong media "Capital Real Estate Securities Journal" joint "Mongo'mongo Bashang villa tidal animal husbandry held a large-scale lottery —" Look,"Journal of capital real estate securities" free smoke free house , to attract in this show all exhibitors, investors and a number of curious people, becoming the most popular show in the landscape.

类型的房地产作为一个金融专业的强大的媒体&资本房地产证券报&联合& Mongo'mongo坝上别墅潮汐畜牧业举行了大规模的彩票—&你看，&资本杂志房地产证券&免费无烟家，以吸引在此查看所有参展商，投资者和一些好奇的人，成为最流行的显示的景观。

The insiders consist of traditional insiders, constructive insiders, tippers, tippees and misappropriators. The inside information must be unpublished and sensitive to securities' prices. The formulas of counting the damages are proposed. The doctrine of liability fixation should adopt the principle of constructive wrongs. The securities law should directly construct the causality, which relieves the average investors' burdens of proof in order to protect their benefit.

本文提出应将内幕交易主体区分为传统内幕人、推定内幕人、泄露信息者、接受信息者、盗用消息者等几类，并分别予以阐述；内幕信息则需具有两个最重要的条件——非公开及价格敏感性；在损害事实的确定问题上，提出了计算受害方的损失数额的公式，并指出以内幕交易者的全部非法所得为限进行民事赔偿比较公平合理；鉴于受害者无法确知内幕交易者的主观心理状态，在归责原则上宜采过错推定原则；在因果关系的证明上，从保护受害者的角度出发，应采美国做法，立法直接推定因果关系存在，明确规定受害者有损害求偿权，而毋需承担因果关系的举证责任。

Qu. 15 If a qualified investor is allowed to engage in securities dealings during the period of reapplying for the Business License for Securities investment?

十五、在重新申领证券投资业务许可证期间，合格投资者是否可以进行证券交易？

Article 85 Where the any information disclosure obligors are is involved in the calculation of their its shareholding proportion, they it shall calculate its their securities of the listed company that can be converted into stocks together with their its shares in the same listed company, and compare the said shareholding proportion with the proportion calculated on a consolidated basis after the non-equity securities are converted into shares, and the higher will prevail.

第八十五条信息披露义务人涉及计算其持股比例的，应当将其所持有的上市公司已发行的可转换为公司股票的证券中有权转换部分与其所持有的同一上市公司的股份合并计算，并将其持股比例与合并计算非股权类证券转为股份后的比例相比，以二者中的较高者为准

Article 24 Matters such as the authorization granted by a client to a securities company to open, use, cancel, and change a special-purpose securities account and the provision of necessary assistance by the client shall be expressly agreed upon in a target asset management contract.

第二十四条定向资产管理合同应当对客户授权证券公司开立、使用、注销、转换专用证券账户以及客户提供必要协助等事宜作出明确约定。

In recent years, the Great Wall Securities has a hold securities, secondary market for more than 1% market share.

近年来，长城证券始终占有证券一、二级市场1%以上的市场份额。

When a Director deals in the securities of the Company in his capacity as a co-trustee and he has not participated in or influenced the decision to deal in the securities and is not, and none of his associates is, a beneficiary of the trust, dealings by the trust will not be regarded as his dealings.

若董事以共同受托人的身份买卖公司的证券，但没有参与或影响进行该项证券交易的决策过程，而该董事本身及其所有联系人亦非有关信托的受益人，则有关信托进行的交易，将不会被视作该董事的交易。

I am accused of being overreligious," she said in her quiet, frank manner,"but that does not prevent me thinking the children very cruel who obstinately commit such suicide.""

客人们在卡罗利娜·埃凯家里，举止就文雅一些，因为卡罗利娜的母亲治家很严厉。

Designed by French fashion house Herm è s, this elegant uniform was manufactured in our home, Hong Kong, and was the first without a hat.

由著名品牌 Herm è s 设计，这件高贵的制服是香港本土制造，是我们第一套不配帽子的制服。