查询词典 securities

Market manipulation makes securities price lapse from its value, influences capital freely floating, infracts the benefit of investors, and demolish the order of securities market.

证券市场操纵行为使证券价格与价值相背离，影响了资本的自由流动，侵害了投资者的利益，破坏了证券市场秩序，使证券市场资本优化功能得不到实现，也违反了&公开、公平、公正&原则。研究表明，美国20世纪30年代证券市场崩溃的原因之一就是市场操纵。

The Securities and Exchange Commission instituted this action to restrain the respondents from using the mails and instrumentalities of interstate commerce in the offer and sale of unregistered and non-exempt securities in violation of § 5 of the Act.

证券交易委员会制定此项法令，是为禁止回应者在违反法案第五条的未登记和未免除的证券的交易中使用邮件和其他跨州商业的手段。

But securities fraud in this thesis is limited in civil fraud, it means any misconducts in breach of the principle of fairness and good faith existing in the issuing, trading and other related activities of securities.

并对三者作了区分。而本文所指的证券欺诈仅限民事欺诈，指的是在证券发行、交易及相关活动中任何违反公平合理和诚信原则的行为。

Based on anatomizing these four types, this dissertation probes into establishing a set of investors compensation systems which consist of civil compensation system and non-litigant compensation scheme in order to protect securities investors' interests under our present circumstances and recover their loss incurred by fraud action. Perfecting measures matched with these two systems, they bring out the best in each other and supplement each other so as to effectively realize both aims. One is that providing adequate compensation for the victim investors, protecting their interests and resuming their confidence in market. The other is that availably striking and overawing the securities fraud action.

本文在对证券欺诈的四种主要表现形式深入剖析的基础上，探讨在我国现实条件下为保护证券投资者权益，构建一套以民事赔偿制度为主、非诉赔偿制度为辅的投资者赔偿体系，对欺诈行为给投资者造成的损失给予实际补偿，二者相得益彰，相辅相成，加上与其相配套措施的完善，以更有效地实现对受欺诈投资者提供足够补偿、保护其利益、树立其市场信心以及有力打击、威慑证券欺诈行为的双重目标。

The QFII, the representing domestic securities firm and trustee shall make joint effort to take the following measures to prevent the QFII from overbuying securities.

合格投资者及其所委托的境内证券公司和托管人应当共同配合采取下列措施，防止合格投资者超买证券行为发生。

Of China Securities Regulatory Commission, Promulgating the Provisional Measures for the Administration of Bonds of Securities Companies

中国证券监督管理委员会令第15号，公布《证券公司债券管理暂行办法

The temporary order stated that Deng and his company traded securities without registration and without an exemption to the registration requirement, which contravenes section 25 of the Act, and that Deng and his company may have traded securities without a prospectus having been filed and receipted by the Director contrary to section 53 of the Act.

证监会颁布的暂时命令说，邓及麦博集团在未经注册及未享有豁免注册的情况下进行证券交易，违反了证券法第25节。邓及麦博集团可能在没有向证监会上交产品说明书的情况下出售金融证券，违反了证券法53节。

Bear Stearns and Citic Securities, China's largest securities firm, are renegotiating the share swap agreement they reached last year to better reflect a subsequent fall in their stock prices.

贝尔斯登与中国最大券商中信证券正在就去年达成的股份互换协议重新展开谈判，以更好地反映协议达成后双方股价的下跌。

Where a securities company solely underwrites a stock issue, it shall report the stock sale to the securities supervision and administration organizations for record within 15 days after the expiry of the period of solely underwriting.

第二十七条证券公司包销证券的，应当在包销期满后的十五日内，将包销情况报国务院证券监督管理机构备案。

Where a securities company underwrites stocks on a commission basis, it shall report the stock sale jointly with the issuer to the securities regulatory body under the State Council for record within 15 days after the expiry of the period for underwriting the stock issue on a commission basis.

证券公司代销证券的，应当在代销期满后的十五日内，与发行人共同将证券代销情况报国务院证券监督管理机构备案。

She gently rebuff ed him, but agreed that they could be friends

她婉言拒绝了，但同意作为朋友相处。

If in the penal farm, you were sure to be criticized.

要是在劳改农场，你等着挨绳子吧！