查询词典 securities trading

On the second Business Day following the Acceptance Date if there occurs: an introduction of any new law or regulation or any change in existing law or regulation (or the judicial interpretation thereof); or any local, national or international event or change (whether or not forming part of a series of events or changes occurring or continuing before, and/or after the date of the Underwriting Agreement) of a political, military, inancial, economic or currency (including a change in the system under which the value of the Hong Kong currency is linked to the currency of the United States of America) or other nature (whether or not such are of the same nature as any of the foregoing) or of the nature of any local, national or international outbreak or escalation of hostilities or armed conlict, or affecting local securities market; or any act of God, war, riot, public disorder, civil commotion, ire, lood, explosion, epidemic, terrorism, strike or lock-out; and in the reasonable opinion of the Underwriter, such change would have a material and adverse effect on the business, inancial or trading position or prospects of the Group as a whole or the success of the Rights Issue or make it inadvisable or inexpedient to proceed with the Rights Issue.

董事谨请阁下尤其注意倘出现下述情况，包销商有权于接纳日期后第二个营业日下午四时正前随时书面通知本公司终止包销协议所载之安排：颁布任何新法例或法规或修改现有法例或法规；或任何当地、全国或国际政治、军事、金融、经济或货币事件或转变（包括港元与美元之联系汇率制度改变）或其他性质（不论是否与任何上述性质相同）之事件或转变（不论是否属于包销协议日期前及／或后出现或持续之一连串事件或转变），或任何当地、全国或国际敌对事件或军事冲突爆发或升级或影响当地证券市场之事件或转变；或任何天灾、战争、动乱、公众骚乱、民众暴乱、火灾、水灾、爆炸、疫疾、恐怖袭击、罢工或停工；而包销商合理地认为上述转变会对本集团整体业务、财务或经营状况或前景或供股之顺利进行有重大不利影响，或使供股不宜或不应进行。

Hong Kong Securities and Futures Commission announced the start of the investigation of insider trading.

香港证券及期货事务监察委员会宣布内幕交易的调查开始。

In addition, the China Securities Regulatory Commission in April 2008 on suspicion of insider trading Dixiang investigation.

此外，中国证券监督管理委员会于2008年4月对涉嫌内幕交易地祥调查。

China Securities Regulatory Commission informed of two cases of 11 insider trading cases of the findings.

中国证券监督管理委员会通报二11内幕交易的调查结果例。

The China Securities Regulatory Commission yesterday informed of two cases of insider trading results.

在中国证券监督管理委员会昨天两名内幕交易结果的案件。

Information Disclosure System is the core of securities law and the basis of security issuance and trading.

信息披露制度是证券法的核心，是证券发行和交易的基础。

In general, depending on the degree of harm and whether the evidence is strong enough to bring a criminal proceeding, either through an administrative proceeding where the OSC may stop trading activities, or in the criminal jurisdiction where it may impose fines and jail terms as legal remedies, the OSC has the choice of how to pursue an alleged Ponzi scheme,according to David Hausman, an experienced securities lawyer with Fasken Martineau DuMoulin LLP.

加拿大著名律师事务所Fasken Martineau DuMoulin LLP的资深证券律师David Hausman表示，一般来说，是通过停止一切交易行为的行政听证程序处理，还是根据刑法提出可能会导致罚款和监禁的刑事诉讼，证监会要根据案件所造成的损失程度以及是否有足够证据提出刑事指控，安省证监会有权决定是采取行政还是刑事手段来指控当事人。

Although it is not regulated by the Securities and Exchange Commission its trading system is only accessible by brokers licensed by the National Association of Security Dealers and these brokers are required to follow NASD regulations.

虽然这并不是受美国证券交易委员会的交易系统，只是进入的经纪人牌全国协会的券商，这些经纪机构均须遵守券交易商协会规章。

Upon authorisation from the Client, the Custodian shall provide the Broker with the available balance in the securities account and the special RMB account of the Client for the trading day in question to avoid the placing of an overbuy order.

在经客户授权后，托管人须向经纪商提供客户证券账户和人民币特殊账户在交易当日的可用余额信息，以避免下达超额买入指令。

For investors, margin trading and securities lending business to provide investors with the introduction of a new profit model.

对于投资者，保证金交易和证券贷款业务提供了一个新的赢利模式引入投资者。

With Death guitarist Schuldiner adopting vocal duties, the band made a major impact on the scene.

随着死亡的吉他手Schuldiner接受主唱的职务，乐队在现实中树立了重要的影响。

But he could still end up breakfasting on Swiss-government issue muesli because all six are accused of nicking around 45 million pounds they should have paid to FIFA.

不过他最后仍有可能沦为瑞士政府&议事餐桌&上的一道早餐，因为这所有六个人都被指控把本应支付给国际足联的大约4500万英镑骗了个精光。