查询词典 securities analyst

Firstly, proem, it concise introduces the background ; Secondly, it introduces the reform of the commission system and the dilemma of the securities companies in our country; Thirdly, it puts forward the idea of implementation of "Optionally differential strategies " as the natural choice for the future development of the securities brokers in our country , through the analysis of the current competitive environment of the securities companies in our country and study on the alternatives of competitive strategies ; The forth , it describes how to practice " Optionally differential strategies",which including three aspect: the choice of the core competition ability, the measures for the implementation are brought forth ,and the condition of practice the strategies; The fifth, it s the summary of the dissertation.

第一部分，简介论文写作背景；每二部分，介绍我国佣金制度改革以及改革后我国证券公司所面临的困境；第三部分，通过对现阶段我国证券公司竞争环境的分析，进行竞争战略选择研究，提出实施选择性差别化战略应成为我国证券商未来发展的必然选择。第四部分，提出"选择性差别化战略"的实施措施，包括拓展业务领域、拓宽交易渠道及改革证券商管理模式三方面可操作的内容；第五部分，对全文作概括性的总结。

From the frequent focus of the birth of trading funds dormant regional analysis, it seems that more capital funds are better at reading the policy fundamentals, Hangzhou, China Merchants Securities Sales Department湖墅South, Choi Dong-hui North Wenling Securities Sales Department and Bohai Securities in Shenzhen Fuk Road and other business department veteran capital appeared to promote the focus of cement and construction shares trading heavily quarterage area, and it is regrettable that a large number of troops quarterage seats Fund seems to wait and see more action.

似乎更多的资本金更善于阅读的政策基础，杭州，中国招商证券营业部湖墅南，崔东辉北温岭市证券营业部和渤海在深圳福道及其他业务部门资深资本证券似乎促进水泥和建筑股交易重驻屯领域的重点，这是令人遗憾的是，大批基金似乎观望驻屯席位更多的行动。

Thus, we should establish a credit risk revealment system with the base of information revealment, also securities issue system with the core of credit rating. Based on the Regulation on Credits Management, we should remedy the law related to credit system, complete the property right system of listed companies and juridical person management structure, complete securities issue and auditing system, establish a dynamic information revealment system, reinforce supervision of listed companies, establish and complete investors protection system, construct operation criterion of credit system and culture of trust with the core of credit rating in securities market.

鉴此，应该建立以信息披露为基础的资信评估信用风险揭示机制、构建以资信评估为核心的证券品种发行制度，在出台《征信管理条例》的基础上，修改与信用制度相关的法律，完善上市公司的产权制度、法人治理结构，完善证券发行、上市审核制度，建立动态的信息披露制度，加强对上市公司的监管，建立和完善投资者保护制度，建立以资信评估为核心的证券市场信用制度和诚信文化的执业标准。

Dealings in the securities of the Company may be settled through the CCASS operated by HKSCC and you should consult your stockb roker or other licensed securities dealer or other registered dealer in securities, bank manager , solicitor , professional accou ntant or otherprofessional adviser for details of the settlement arrangements and how such arrangements may af fect your rights and interests.

本公司证券之买卖可透过由香港结算管理之中央结算系统进行交收，而阁下应就该等交收安排之详情及该等安排可能对阁下之权利及权益构成之影响谘询阁下之股票经纪或其他持牌证券交易商或其他注册证券交易商、银行经理、律师、专业会计师或其他专业顾问。

The first three quarters, shares linked to domestic securities underwriter, CITIC Securities and China International Capital Corporation, Goldman Sachs Gao Hua, Guotai Junan, Guoxin Securities top five, respectively, occupy 30.1%, 29.3%, 14.1%, 11.2%, 3.9% market share.

前三，股票与国内证券承销商，中信证券和中国国际金融有限公司，高盛高华，国泰君安，国信证券前五位，分别占30.1％，29.3％，14.1％宿舍，11.2％，3.9％的市场份额。

An investment banking firm acting as underwriter sells securities from the issuing corporation to the public. A group of firms may from a syndicate to pool the risk and assure successful distribution of the issue. There are two types of underwriting arrangements: best efforts and firm commitment. With best efforts, the underwriters have the option to buy and authority to sell securities, or if unsuccessful, may cancel the issue and forgo any fees. This arrangement is more common with speculative securities and with new companies.

为公司发行股票作承销人，这样的集团公司可能来自一个财团，实行风险共担，确保股票成功发行股票承销由两种组织形式：最佳效果型和严格承诺型第一种类型，承销人有购买股票的选择权、并有权决定是否出售股票，如果不成功，可以取消发行、并放弃一切费用这种组织形式在投机性强的股票和新公司发行中应用较多对后一种类型，承销人要买入发行者要发行的全部股票

Article 78 Where a securities firm that engaging in security broker business accepts a buy order of a client whose account without enough capital, or sell order of a client whose account without enough securities, it shall be punished according to the provisions prescribed in Article 205 of the Securities Law of the People's Republic of China.

第七十八条证券公司从事证券经纪业务，客户资金不足而接受其买入委托，或者客户证券不足而接受其卖出委托的，依照《证券法》第二百零五条的规定处罚。

More than two years ago, at CITIC Securities shares less than 10 yuan, the size of the non-lifting of the ban, some holders of the listed company CITIC Securities smart aleck, self introduction to the tens of millions of listed CITIC Securities is about to limit the sale of shares to 5 yuan About the actual prices resold to control their own investment company, which in fact was arrested but lost his watermelon seeds.

两年多前，在中信证券股份不足10万元，对大小非解禁，上市公司持有中信证券的一些聪明aleck，自我介绍的上市中信证券约数千万限制出售股份的5关于人民币的实际价格转售给控制自己的投资公司，实际上被逮捕，但失去了西瓜种子。

After the stock transactions, securities clearing corporation registered with the securities companies, securities companies and funds between investors and stock liquidation.

清算。股票成交后，证券登记结算公司与证券公司、证券公司与投资者之间进行资金和股票的清算。

Investors should first opened in securities trading commissioned by the securities account, the opening of capital accounts at the same time, stock trading and clearing of funds through accounts, investors in the company through securities accounts formalities completed, the account registration cards and shareholders code , is involved in the transaction after the important documents.

投资者应当先在证券公司开立委托买卖的证券账户，同时开立资金账户，股票买卖和资金的结算都通过账户进行，投资者在通过证券公司完成开户手续后，取得账户登记卡和股东代码，是以后参与交易的重要凭证。

Although translator has turned from being a crystal ball by which the original culture can unrestrainedly penetrate to another crystal ball by which the target culture can freely traverse, the translator's personal embodiment, in the process of cognitive act, are still absent in translation studies. Translators are still subjects without body or simply disembodied subjects.

译者虽然由原语文化可以自由穿透的玻璃球变成了译语文化可以自由穿越的玻璃球，但译者认知过程中的个体体验在翻译研究中依然缺席，译者依然仅仅是一个没有躯体体验的主体。

Chillingly, he claimed our technology is 'not nearly as sophisticated' as theirs and "had they been hostile", he warned 'we would be been gone by now'.

令人毛骨悚然的，他声称我们的技术是'并不那么复杂，像他们一样，和"如果他们敌意"，他警告说，'我们将现在已经过去了。