- 更多网络例句与证券管理相关的网络例句 [注：此内容来源于网络，仅供参考]
-
Bill broker"s system of our country has a lot of questions, mainly: Bill broker system law, regulation, management organization and functionare imperfect in construction; The current operation mode is backward, is difficult to meet the development of network economy and securities market; Besides, bill broker" s incentive mechanism, management system of inside and risk management are serious defect and insufficient.
我国证券经纪人制度建设目前存在许多问题，主要有：证券经纪人制度法律、法规和管理机构、职能建设不健全：现行运作模式落后，难以适应网络经济和证券市场的发展；同时，在证券经纪人激励机制、内部管理制度及风险管理方面均存在严重的缺陷和不足。
-
So, the main tasks of bill broker" s system construction in our country are: sound and perfect relevant law, regulation, management organization and function about bill broker system, make the concept of the bill broker clear, confirm its status legally is especially important at present, and pay attention to integrating with the world; Strengthen entering system management and independent management of the security broker, perfect the structure and function of self-organized system by oneself; To the future transform trend of our broker mode of securities market mode from traditional type to "network manager","bill broker manager" and "fund manager", We should pay attention to setting up perfect management mechanism of risk and inside management system of bill broker"s system even more, enforce the financial rule, expand the scope of business, setting up systematic, perfect risk preventive and controlling system; To be strict in registration system of bill broker representative and qualification, guarantee professional quality and good quality of our bill broker representative team, pay attention to studying and using the rational incentive mechanism, strengthen the cultivation and development of bill broker representative team.
因此，我国证券经纪人制度建设的主要任务是：健全并完善有关证券经纪人制度的法律、法规、管理机构及其职能，明确我国证券经纪人的概念，确定其在西安理工大学硕士学位论文法律上的地位，并注重和国际接轨；加强证券经纪商的准入制度管理和行业自律制度建设，完善自律组织的结构和功能：针对未来我国证券市场经纪模式由传统型向"网络经纪"、"证券经纪人经纪"和"基金经纪"转化的趋势，我们更应该注重建立完善、科学的证券经纪人制度的风险管理机制和内部管理制度，严格财务制度，扩大业务范围，建立系统、完善的风险预防和控制体系；严格证券经纪代表的注册制度和资格审查，保证我国证券经纪代表队伍的专业素质和良好品质，重视研究和应用合理的激励机制，加强证券经纪代表队伍的培育和发展。
-
Securities broker system of our country is still a mode for corporate security broker. Securities broker system law and regulation, management organization and function construction are imperfect; the current operation mode is backward and difficult to meet the development of network economy and securities market; besides, there are many defects in securities brokers incentive mechanism, the management system of securities brokers and risk pre-control.
我国证券经纪人制度仍然是以证券经纪商为主体的法人模式，证券经纪人制度法律、法规和管理机构、职能建设不健全；现行运作模式落后，难以适应网络经济和证券市场的发展；同时，在证券经纪人激励机制、内部管理制度及风险管理方面存在着缺陷和不足。
-
Article 132 A share certificate shall be in paper form or in other forms prescribed by the securities regulatory authority under the State Council.
第一百三十二条：股票采用纸面形式或者国务院证券管理部门规定的其他形式。
-
Such securities were issued under Section 4(2) of the Securities Act of 1933, as amended and Regulation D promulgated by the Securities and Exchange Commission thereunder.
该有价证券是在1993年的证券管理条例的4（2）部分下发行的，依据证券交易委员会公布的赔偿和规则 D 。
-
In present stage, performing management audit in our countrys security companies is suit for the demand of business transformation and internal audit transformation in open competitive environment. Along with the continuously extension in capital scale and business scope, the security companies in our country has more and more complicative organization structure and business system. Based on internal control and risk management, management audit can promote validly security companies implementing internal entrust management responsibility, can be advantageous to realize the capital extending and the value increasing.
现阶段我国证券公司开展管理审计是适应开放式竞争环境、业务转型和内部审计转型的需要，随着我国证券公司资本规模和业务范围的不断扩大，组织结构和业务体系日益复杂，基于内部控制和风险管理基础上的管理审计能有效促进证券公司内部受托管理责任的履行，有利于证券公司实现资本扩张和企业价值增值。
-
Share certificates with an issue price above par value must be approved by the securities administration departments of the State Council.
以超过票面金额为股票发行价格的，须经国务院证券管理部门批准。
-
Share certificates with an issue price above par value must be approved by the securities administration de par tments of the State Council.
以超过票面金额为股票发行价格的，须经国务院证券管理部门批准。
-
Years 4 23, an official of the State Council published "supervision and management companies securities regulations."
2008年，4 23，1，国务院正式公布的&监督和管理公司证券管理法规。&
-
At present, under the effect of the relaxation of financial regulation, the securities management system depending only on administrative power is censured by more and more people, and the value of arousing the effect of markets depending on civil liability system reveals day by day.
目前，在全球放松金融管制的浪潮冲击下，单纯依赖行政权力的证券管理体制越来越多地为人们所诟病，而依靠民事责任制度调动市场力量参与证券监管的制度却日益显现出其价值。
- 更多网络解释与证券管理相关的网络解释 [注：此内容来源于网络，仅供参考]
-
authorities：管理机构
本基金主要系将其绝大多数资产投资(至少为三分之二之净资产)於固定收益证券(即附录一所列之市 场中,可於全球流通交易之上市证券或公开交易证券)来达成投资目标,该固定收益证券包含公司证券、美国政府或其管理机构(authorities)或其部门所担保或
-
stock exchange：证券交易所
•证券交易所(Stock Exchange)是由证券管理部门批准的,为证券的集中交易提供固定场所和有关设施,并制定各项规则以形成公正合理的价格和有条不紊的秩序的正式组织.
-
negotiable securities supervising and managing：证券监管
供应链管理:supply chain managing | 证券监管:negotiable securities supervising and managing | 经营管理模式:managing pattern
-
Project Portfolio Management：项目证券管理
Project management software 项目管理软件 | Project portfolio management 项目证券管理 | Promotion 促销
-
securities portfolio management：一揽子证券管理
securities market 证券市场 | securities portfolio management 一揽子证券管理 | securities 有价证券
-
self-regulatory organization for securities：证券行业自律组织
证券登记结算机构 securities registration and clearing institution | 证券行业自律组织 self-regulatory organization for securities | 证券监督管理机构 securities regulatory authority
-
SEC Bulletins：证券交易管理委员会公报
SEC EDGAR database证券交易管理委员会数据库 | SEC Bulletins证券交易管理委员会公报 | SEC Investigation证券交易管理委员会调查
-
the Securities and Exchange Commission：证券交易管理委员会
13: contravene listing rules:违反上市规则 | 14: the Securities and Exchange Commission:证券交易管理委员会 | 15: give --- the go-ahead:同意
-
the Securities and Exchange Commission：美国证券交易管理委员会
the New York Stock Exchange 纽约证券交易所 | the Securities and Exchange Commission 美国证券交易管理委员会 | stock exchange 证券交易所
-
Securities and Exchange Commission (SEC)：证券交易管理委员会
revenue n. 收入 | Securities and Exchange Commission (SEC) 证券交易管理委员会 | single proprietorship 独资企业